EFTA01478992.pdf

Subject: Re: KCP IOI: Also,now we have a 50k IOI from Hart for PGRE; follow up on Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] From: Tazia Smith ‹ > Date: Fri, 14 Nov 2014 08:47:36 -0500 To: Joshua Shoshan Michael Iaquinta Haig Ariyan Donald Summer Cc: Caroline Kitidis Thomas ORorke Matt Glassman Daniel Sabba Chip Packard <[email protected]> Classification: For Internal Use Only Thank you Josh From: Joshua Shoshan Sent: Friday, November 14, 2014 08:45 AM To: Michael Iaquinta; Haig Ariyan; Tazia Smith; Donald Summer Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Chip Packard Subject: RE: KCP IOI: Also,now we have a 50k IOI from Hart for PGRE; follow up on Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] Classification: For internal use only Greetings. Hart is allocated 1800 shares VA. Please confirm that the client will get the call. Best regards, --Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Offic Cell E-Fax All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon EFTA01478992 request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. From: Michael Iaquinta Sent: Thursday, November 13, 2014 3:51 PM To: Joshua Shoshan; Haig Ariyan; Tazia Smith; Donald Summer Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Chip Packard Subject: RE: KCP IOI: Also,now we have a 50k IOI from Hart for PGRE; follow up on Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] Me. All set Sent with Good (www.good.com) Original Message From: Joshua Shoshan Sent: Thursday, November 13, 2014 03:50 PM Eastern Standard Time To: Haig Ariyan; Tazia Smith; Donald Summer Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta; Chip Packard Subject: Re: KCP IOI: Also,now we have a 50k IOI from Hart for PGRE; follow up on Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] Classification: For Internal Use Only Mike, who needs this message? Andre? Thanks, --Josh From: Haig Ariyan Sent: Thursday, November 13, 2014 03:38 PM To: Tazia Smith; Joshua Shoshan; Donald Summer Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta; Chip Packard Subject: Re: KCP IOI: Also,now we have a 50k IOI from Hart for PGRE; follow up on Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] EFTA01478993 Classification: For Internal Use Only Ok then carve out 50bps From: Tazia Smith Sent: Thursday, November 13, 2014 03:36 PM To: Joshua Shoshan; Haig Ariyan; Donald Summer Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta; Chip Packard Subject: RE: KCP IOI: Also,now we have a 50k IOI from Hart for PGRE; follow up on Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] Classification: For internal use only Epstein is NOT coming in for VA. Only Hart and we have managed expectations. To be determined on PGRE. From: Joshua Shoshan Sent: Thursday, November 13, 2014 3:35 PM To: Haig Ariyan; Tazia Smith; Donald Summer Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta; Chip Packard Subject: Re: KCP IOI: Also,now we have a 50k IOI from Hart for PGRE; follow up on Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] Classification: For Internal Use Only Kcp, can you confirm Epstein is not coming for VA? From: Haig Ariyan Sent: Thursday, November 13, 2014 03:33 PM To: Joshua Shoshan; Tazia Smith; Donald Summer Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta; Chip Packard Subject: Re: KCP IOI: Also,now we have a 50k IOI from Hart for PGRE; follow up on Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] EFTA01478994 Classification: For Internal Use Only The allocation is too small for another set of clients to carve off the top, unless Epstein is not indicating for this deal. From: Joshua Shoshan Sent: Thursday, November 13, 2014 03:32 PM To: Joshua Shoshan; Haig Ariyan; Tazia Smith; Donald Summer Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta; Chip Packard Subject: KCP IOI: Also,now we have a 50k IOI from Hart for PGRE; follow up on Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] Classification: For internal use only Greetings, Haig. Have you decided about Hart and their order for VA? That deal is tonight. Also, they have an IOI in for PGRE of 50K. That deal is next week, and we are only 5%. However, that deal is 131mm shares. Mike, do you have any sense of what we can see there? Best regards, --Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Offic Cell E-Fax All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account EFTA01478995 statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. From: Joshua Shoshan Sent: Wednesday, November 12, 2014 2:38 PM To: Haig Ariyan; Tazia Smith; Donald Summer Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta; Chip Packard Subject: RE: KCP IOI: Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] Classification: For internal use only Yes, this is different. Joshua Shoshan Director Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Office Cell E-Fax All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. From: Haig Ariyan EFTA01478996 Sent: Wednesday, November 12, 2014 2:38 PM To: Tazia Smith; Joshua Shoshan; Donald Summer Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta; Chip Packard Subject: RE: KCP IOI: Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] Classification: For internal use only Let me rephrase: is this a different client than the one for whom we have previously provided this "off the top" allocation for? Who covers the client? Thanks Haig Haig Ariyan Managing Director Co-Head Wealth Management, Americas Deutsche Asset & Wealth Management 345 Park Avenue New York, NY 10154 direct phone fax From: Tazia Smith Sent: Wednesday, November 12, 2014 2:32 PM To: Haig Ariyan; Joshua Shoshan; Donald Summer Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta Subject: RE: KCP IOI: Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] EFTA01478997 Classification: For internal use only This is not a new client, though not a regular retail deal participant so a new name on this exchange. Descrip: >$2bn family office, RE and operating businesses in Europe, US, and Australia. Work with DB globally. Hart Acquisitions is a KCP-Americas entity. Given the extremely low allocation to retail, we will manage expectations accordingly. From: Haig Ariyan Sent: Wednesday, November 12, 2014 2:29 PM To: Joshua Shoshan; Tazia Smith; Donald Summer Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta Subject: RE: KCP IOI: Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] Classification: For internal use only Is this a new client you are requesting special consideration for , or is this the same client? Haig Ariyan Managing Director Co-Head Wealth Management, Americas Deutsche Asset & Wealth Management 345 Park Avenue New York, NY 10154 direct phone fax From: Joshua Shoshan Sent: Wednesday, November 12, 2014 2:28 PM To: Tazia Smith; Donald Summer; Haig Ariyan EFTA01478998 Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta Subject: RE: KCP IOI: Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] Classification: For internal use only Greetings, Haig. Please see below. Would you give a KCP allocation off the top for Hart below? Mike I. thinks we see no more that 600k shares in Wealth Management. It may well be lower. 50 bps of 600k shares is 3000 shares. What do you want to do? Thanks, Haig. Best regards,--Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Offic Cell E-Fax All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. From: Tazia Smith Sent: Wednesday, November 12, 2014 2:20 PM To: Joshua Shoshan; Donald Summer Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba Subject: KCP IOI: Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] EFTA01478999 Classification: For internal use only Josh — My regrets for the late notice. Hart (Eric Watson's Family Office Entity, Private Banker = Mark Gonzolez) is indicating for 30k shares of VA through KCP. Thanks Tazia fcid:[email protected] Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel Fax NM= Mobile Email fcid:[email protected] This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer. Any unauthorized copying, disclosure or distribution of the material in this email is prohibited. Deutsche Bank does not accept orders and/or instructions regarding your account by email. Any orders or transactional request sent by e-mail will not be processed until Deutsche Bank can confirm your instruction or obtain appropriate written documenation, where necessary. Deutsche Bank does not render legal or tax advice and information contained in this e-mail should not be regarded as such. EFTA01479000 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. EFTA01479001