EFTA01295075.pdf

KYC Print Page 1 of 30 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01195111 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Paul Moms F New PWM Relationship " Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: update of KYC it01133624 to add Darren Indyke as an authorized signer. Darren has been approved in KYC #1133377. See attached LOA to add F Client Referral IF; RM Prospect IF Intermediary/FIM I F Other Source (as, etc.) How was the °wogs) Introduced? Flow long has pease provide details (e.g. name of referral source, how many years RM personally has known client, the RM personally known etc.): Jeffrey Epstein is a current client of the Bank. Wants to open a new account. Introduction details of Paul the client? and Jeffrey: Jeffrey Epstein was a client of Paul's at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at 'Morgan. Over the course of a few meetings Paul was able to get Jeffrey to bring some of his hinds over to Deutsche Bank Does Deutsche Bank pay a F Yes F No retrocession or similar compensation to a third party for the introduction (/f Yes, desenbe): of this relationship? List all existing and new accounts involved In this relationship legal Entity Account Name / Number Opening Date (intended/actual) Accoum(s) 1 F Hyperion Air Inc 10/16/2013 2 F Hyperion Air Inc -- Money Market 10/16/2013 3 F Hyperion Air LLC 10/16/2013 4 F Hyperion Air LLC -- Money Market 10/16/2013 5 F JEGE Inc 10/16/2013 6 F JEGE Inc -- Money Market 10/16/2013 7 F JEGE LLC 10/16/2013 8 F JEGE 11C -- Money Market 10/16/2013 9 F Plan D, LLC 10/16/2013 10 F Plan D, LLC -- Money Market 10/16/2013 Who is the primary contact Harry Beller person for the RM? (Note: Preferred method of This person needs to have contact(Indicate phone SDNY_GM_00053793 https://na4.salesforce.com/servlet plifrffEwropActoD9Di&eid=500600... 3/21/2014 CONFIDENTIAL - PURSUANT TO FED. R. Atb) I I"' DB-SDNY-0016617 EFTA (H)164363 EFTA01295075  KYC Print Page 2 of 30 signatory rights and/or no., fax no., e-mail I information right for the address, etc.): accounts.): I SDNY_GM_00053794 https://na4.salesforce.com/servle CONFIDENTIAL - PURSUANT TO FED. R. Fi t FIDE479'XL 0D9Di&eid=500600 . DB 3/21/2014 -SDNY-0016618 EFTA (()164364 EFTA01295076  KYC Print Page 3 of 30 One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: Hyperion Air Inc Acct Number (ifavailable): Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes indicate from where the assets are expected to arrive? F DB Group: Same Booking Center (indicate account number): F DS Group: Other Booking Center (indicate DB location and account details): F Other Institution (Indicate name & location): 3PMorgan. New York F Physical Deposits (specify Cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of assets and currency for Currency USD the account approx. 90 days after opening? What is the expected volume of assets and currency for 100000 Currency USD the account approx. one year after opening? Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the 'Other column. • Alway describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s). Legal Description AccountPIC Settlor of Jitimate Signatory..imitec nanaal Significant Entityof Source Holder OwnerTrust / Benefioabr Full POA ntermediaryShareholder of Weakh =minder of Owner FOA ,FIM) (>=25%) required l'oundation Non-P1C Other (please entity describe other roles (indicate and/or indicate parties related to ownership relationship between s account %) oarties) 1 F F Hyperion Air, Inc F F F F F F F 2 F F Jeffrey Epstein F F F F F F F 3 F F Harry Beller F F F F F F F 4 F F Darren Indyke F F r F F F F SDNY GM_00053795 https://na4 salesforce.corn/senile, CONFIDENTIAL — PURSUANT TO FED. R. pticiEtroActoD,Di&eid=500600... DB-SONY-0016619 3/-21/2014 EFTA_00164365 EFTA01295077  KYC Print Page 4 of 30 2. Account Ownership Summary Account Name: Hyperion Air Inc -- Money Market Acct Number (ifavailable). Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? F DB Group: Same Booking Center (indicate account number): F O6 Group: Other Booking Center (indicate O13 location and account details): 17 Other Institution (Indicate name & location): jPMorgan. New York 7 Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of assets and currency for Currency LlSD the account approx. 90 days after opening? What is the expected volume of assets and currency for 200000 Currency USD the account approx. one year after opening? Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the 'Other column. • Abney describe the relationship between the parties in the last column. • Please drill down to the ultimate/unde ying Beneficial Owner(s). Legal Description AccountPIC Settior of _Iltimate Signatory_imitecRnancial Significant Entityof Source Holder OwnerTrust / Beneficiabr Full POA IntermediaryShareholder of Weakh Founder of Owner POA (FIM) K> -25%) required Foundation Non-PIC Other (please entity describe other roles (indicate and/or indicate p atesrelated to ownership relationship between i s account %) oarbes) 1 F F Jeffrey Epstein F F F r F F F 2 F r. Hypenon Air, Inc F r- r- F r- r- F 3 F F Harry Beller F F F F F F F 4 F F Darren Indyke F F F F F F F SDNY_GM_00053796 hus://na4 CONFIDENpTIAL - PURSUANT TO FED. R. .salesforce.com/servlet i t) FIBEMPAt 0D9Di&eid=500600... 3/21/2014 DB-SONY-0016620 EFTA (H)164366 EFTA01295078  KYC Print Page 5 of 30 2. Account Ownership Summary Account Name: Hyperron Air LLC Acct. Number Ofavailable) Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? F DB Group: Same Booking Center (indicate account number): F DB Group: Other Booking Center (indicate DB location and account details): F7 Other Institution (Indicate name & location): JPMorgan. New York F Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month r nging from $1000 to $10,000 What is the expected volume of assets and currency for Currency LSD the account approx. 90 days after opening? What is the expected volume of assets and currency for 100000 Currency USD the account approx. one year after opening? Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the -other column. • AN/ay describe the relationship between the parties in the last column. • Please drill down to the ultimate/unde ying Beneficial Owner(s). Legal Description AccountPIC Settfor of Jftimate Signatory_imitecIRnancial Significant Entityof Source Holder OwnerTrust / Beneficiakir Full POA IntermediaryShareholder of Weakh Founder of Owner POA (FIM) (>-25%) required Foundation Non-PIC Other (please entity describe other roles (indicate and/or indicate ?altos related to ownership relationship between is account %) aarbes) 1 F F Hyperion Air, LLC F F F r r r F 2 r F Jeffrey Epstein F F F F F F r 3 F F Harry Beller F F F F F F l- a F F Darren indyke F F F F F F r SDNY_GM_00053797 htt 1ipl EtfropAED9Di&eid=500600... 3/21/2014 CONFIDENTIAL s://na4.salesforce.com/servlet -PURSUANT TO FED. R. Atpb) l'-' DB-SONY-00166211 EFTA (H)164367 EFTA01295079  KYC Print Page 6 of 30 2. Account Ownership Summary Account Name: Hypenon Air LLC -- Money Market Acct. Number (ifavailable) Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? F DB Group: Same Booking Center (indicate account number): F DB Group: Other Booking Center (indicate DB location and account details): F Other Institution (Indicate name & location): JPMorgan. New York F Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10,000 What is the expected volume of assets and currency for Currency LSD the account approx. 90 days after opening? What is the expected volume of assets and currency for 200000 Currency USD the account approx. one year after opening? Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the 'Other column. • Ahvay describe the relationship between the parties in the last column. • Please drill down to the ultimate/unde ying Beneficial Owner(s). Legal Description AccountPIC Settfor of Jltimate Signatory _imiteolRnancial Significant Entity of Source Holder OwnerTrust / Beneficiakx Full 0OA IntermediaryShareholder of Weakh Founder of Owner POA (FIM) (>-25%) required Foundation Non-PIC Other (please entity describe other roles (indicate and/or indicate rties related to ownership relationship between pis account %) oarbes) 1 F F Hyperion Air, LLC F r r r r F r 2 r r Harry Beller r r r F F r r 3 F F Jeffrey Epstein r r F F F F F 4 F F Darren Indyke F F F F F F F SDNY_GM_00053798 htts://na4 CONFIDENTIAL- PURSUANT .salesforce.com/servlet TO FED. R. Fit) PIDENtTIA 0D9Di&eid=500600... 3/21/2014 DB-SONY-0016622 EFTA_OOI 64368 EFTA01295080  KYC Print Page 7 of 30 2. Account Ownership Summary Account Name: JEGE Inc Acct Number (ifavailable): Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? F 08 Group: Same Booking Center (indicate account number): F DB Group: Other Booking Center (indicate DB location and account details): 17 Other Institution (Indicate name & location): JPMorgan. New York F Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1000 to $10000 What is the expected volume of assets and currency for Currency USD the account approx. 90 days after opening? What is the expected volume of assets and currency for 100000 Currency USD the account approx. one year after opening? Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the -other column. • Alway describe the relationship between the parties in the last column. • Please drill down to the ultimate/unde ying Beneficial Owner(s). Legal Description AccountPIC Settfor of Ultimate Signatory imiteci5nancial Significant Entityof Source Holder OwnerTrust / Beneficiabr Full *OA Intermediaryeharehoider of Weakh Founder of Owner ROA (FIM) K>-25%) required Foundation Non-plc Other (please entity describe other roles (indicate and/or indicate Parties related to ownership relationship between ithis account ‘%) Parties) 1 I7 F JEGE, Inc F F F F F F F 2 F F Jeffrey Epstein F F F F F F r- 3 F F Harry Beller F F F F F F F 4 F F Darren Indyke F F F F F F F SDNY GM_00053799 https://na4.salesforce.com/servlet CONFIDENTIAL — PURSUANT TO FED. R. ArciEwitipActoD,Di&eid=500600... DB-SONY-0016623 3/-21/2014 EFTA (H)164369 EFTA01295081  KYC Print Page 8 of 30 2. Account Ownership Summary Account Name: JEGE Inc -- Money Market Acct Number (ifavallab.ee) Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? F DB Group: Same Booking Center (indicate account number): F DB Group: Other Booking Center (indicate 013 location and account details): F Other Institution (Indicate name & location): JPMorgan. New York F Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10,000 What is the expected volume of assets and currency for Currency LlSD the account approx. 90 days after opening? What Is the expected volume of assets and currency for 200000 Currency USD the account approx. one year after opening? Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the mother column. • Alway describe the relationship between the parties in the last column. • Please drill down to the ultimate/unde ying Beneficial Owner(s). Legal Description AccountPIC SettSor of _Iltimate Signatory_imitecRnancial Significant Entity of Source Holder OwnerTrust / Beneficiakir Full POA IntermediaryShareholder of Weakh Founder of Owner POA (FIM) (>-25%) required Foundation Non-PIC Other (please entity describe other roles (indicate and/or indicate p ities related to ownership relationship between i s account %) oarbes) 1 F F JEGE, Inc F F F F F F F 2 F F Jeffrey Epstein F F F F F F F 3 F F Harry Beller F F F F F F F 4 F F Darren Indyke F F F F F F F SDNY_GM_00053800 htt s://na4 1ififfE N TACL0D9Di&eid=500600... 3/21/2014 Atpl .salesforce.com/seMet CONFIDENTIAL - PURSUANT TO FED. R. b) I''' DB-SONY-0016624 EFTA (H)164370 EFTA01295082  KYC Print Page 9 of 30 2. Account Ownership Summary Account Name: )EGE LLC Acct. Number (ifavailable): Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? F DB Group: Same Booking Center (indicate account number): F DB Group: Other Booking Center (indicate DB location and account details): 17 Other Institution (Indicate name & location): JPMorgan. New York 7 Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month r nging from $1000 to $10,000 What is the expected volume of assets and currency for Currency USD the account approx. 90 days after opening? What is the expected volume of assets and currency for 100000 Currency USD the account approx. one year after openng? Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropnate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the tither column. • Alway describe the relationship between the parties in the last column. • Please drill down to the ultimate/unde ying Beneficial Owner(s). Legal Description AccountP1C Settfor of _Iltimate Signatory _imitecRnancial Significant Entityof Source Holder OwnerTrust / Beneficiabr Full °OA IntermediaryShareholder of Wealth Founder of Owner POA (FIM) K>-25%) required Foundation Non-PIC Other (please entity describe other roles (indicate and/or indicate es related to ownership relationship between ris account 3'a)) aarbes) 1 F F Harry Beller r r r F r r r 2 F F JEGE, LLC F r- r- F F F r- 3 F F Jeffrey Epstein F F F F F F F 4 F F Darren Indyke F F F F F F F SDNY GM_00053801 lutps://na4.salesforce.com/servlet CONFIDENTIAL - PURSUANT TO FED. R. itic iEtripActoD,Di&eid=500600... DB-SONY-0016625 3/-21/2014 EFTA 00164371 EFTA01295083  K YC Print Page 10 of 30 2. Account Ownership Summary Account Name: JEGE LLC -- Money Market Acct Number (ifavailable): Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? F DB Group: Same Booking Center (indicate account number): F DS Group: Other Booking Center (indicate DB location and account details): F Other Institution (Indicate name & location): JPMorgan. New York F Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10000 What is the expected volume of assets and currency for Currency USD the account approx. 90 days after opening? What is the expected volume of assets and currency for 200000 Currency USD the account approx. one year after opening? Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the Tither column. • Ahvay describe the relationship between the parties in the last column. • Please drill down to the ultimate/unde ying Beneficial Owner(s). Legal Description AccountPIC Settior of Jltimate Signatory_imitecRnancial Significant Entity of Source Holder OwnerTrust / Beneficialor Full POA IntermediaryShareholder of Weakh Founder of Owner POA (FIM) K> -25%) required Foundation Non-PIC Other (please entity describe other roles (indicate and/or indicate parties related to ownership relationship between s account %) aarbes) i F F JEGE, LLC F r- r- F F F F 2 r F Jeffrey Epstein F F r F F F r 3 F F Harry Beller F F F F F F F 4 F F Darren Indyke F F F F F F F SDNY_GM_00053802 hu R1ip: ElifitALD9Di&eid=500600... 3/21/2014 CONFIDENTIAL -PURSUANT TO FED. R. s://na4.salesforce.com/servlet it I''' DB- -00 016626 16626 EFTA (H)164372 EFTA01295084  K YC Print Page I I of 30 2. Account Ownership Summary Account Name: Plan D, LLC Acct. Number (ifavailable). Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? F 08 Group: Same Booking Center (indicate account number): F DB Group: Other Booking Center (indicate DB location and account details): F Other Institution (Indicate name & location): JPMorgan. New York 7 Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1000 to $10,00 What is the expected volume of assets and currency for Currency USD the account approx. 90 days after opening? What is the expected volume of assets and currency for 100000 Currency USD the account approx. one year after opening? Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the tither column. • Alway describe the relationship between the parties in the last column. • Please drill down to the ultimate/unde ying Beneficial Owner(s). Legal Description AccountPlC Settior of _Itimate Signatory_imitedflnancial Significant Enttyof Source Holder OwnerTrust / Beneficialor Full POA IntermediaryShareholder of Weakh Founder of Owner POA (FIM) K> -25%) required Foundation Non-PIC Other (please entity describe other roles (indicate and/or indicate ities related to ownership relationship between is account %) aarbes) 1 F F Plan D, Lie F F F F F F F 2 F F Jeffrey Epstein F F F F F r r 3 F F Harry Beller F F F F F F F 4 F F Darren Indyke F F F F F F F SDNY GM_00053803 https://na4.salesforce.com/sen/let rpeleEteAt0D9Di&eid=500600... 3/-21/2014 CONFIDENTIAL - PURSUANT TO FED. R. DB-SDNY-0016627 EFTA (H)164373 EFTA01295085  KYC Print Page 12 of 30 2. Account Ownership Summary Account Name: Plan D, LLC -- Money Market Acct. Number (ifavailable). Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money Market account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? F D8 Group: Same Booking Center (indicate account number): F 08 Group: Other Booking Center (indicate 013 location and account details): 17 Other Institution (Indicate name & location): JPMorgan. New York F Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10000 What is the expected volume of assets and currency for Currency LSD the account approx. 90 days after opening? What is the expected volume of assets and currency for 200000 Currency USD the account approx. one year after opening? Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the tither column. • Alway describe the relationship between the parties in the last column. • Please drill down to the ultimate/unde ying Beneficial Owner(s). Legal Description AccountPIC Setttor of _Iltimate Signatory_imitecRnancial Significant Entityof Source Holder OwnerTrust / Beneficiakw Full 'OA IntermediaryShareholder of Weakh Founder of Owner POA (FIM) K> -25%) required Foundation Non-PIC Other (please entity describe other roles (indicate and/or indicate parties related to ownership relationship between is account %) aarbes) 1 F F Plan D, LLC F F F F F F F 2 r F Jeffrey Epstein r r F F F F r 3 F F Harry Beller F F F F F F F 4 F F Darren In