EFTA01362675.pdf

Business Unit Adoption Location Adoption Entity Product System Account ID Status Unfted Kingdonl. MARKETS C6 AG (London) CAfrmodtties CDR PVTCSBAL070 Active Active FXPCA EVICSBAL870 Active OPENLINK SOUTHFIN_LE A:t RMS SOFL Act vertib!e Ficros CM IMAGINE CB IMAGINE SHORT CODE Ne,'s ESPEAR New EX Cash: ALL CDR PVICSBAL870 Active DB INTERNET 0670261 Active FXPCA PVTCSBAL870 Active GEM 32983 Active I PBHARMONYDBI 0570261 Active I PeHARMONYRW., SOFL Active RMS SOFL Active EX Options: Sethi CDR PVTCSBAL 870 Active DB INTERNET 0570261 Active FXPCA PVTCSBAL870 Active GEM 32983 Active PSHARMONYDBI 05713261 Active PEIHARMONYRM4, SOFL Active RMS SOFL Active Fixed Income: Cash Bonds BLOOMBERG EPRIUSFIL Active EPRIUSFIL 1 Active EPRIUSFIL2 Active DBTRADER 201 .816'2 Active (MVS) SD OPERATOR New OTC Derivatives SUMMIT SOUTHFN.ANMD Active (Rates} TSAR SOUTHEINANMD I Active United States DBSI Cash Equities ADP 14573211% Active Active DVP/RVP 6990155795 Active ESPEAR 14573211% Active ••••• 69901557% Active •••• Equities - Custody/Margin ADP Unacceptable ESPEAR Unacceptable GED-OTC Options GED IMAGINE 69901557 Active -4- 6990155795 Active Thanks Zack CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052216 CONFIDENTIAL SDNY_GM_00198400 EFTA01362675