EFTA01450656.pdf

19 Dec 2013 Pane 2 Of 2 Daubbotte Bank AG SOUTHERN FINANCIAL, LLC IIX • OPtions Settlement Not. Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435f SOUTHERN FA OPTION 21-1AN-2013 20.11ov.2014 25-Nov-2014 0.000.0:0 001 USE) 101.030.000 SY SHORT ELROPEAN CALL 101.0003 V,.1 CA9 C.:'.1 710423459 FINANCIAL. LLC 366364435/ SOUTHERN FXOPTION 2144w-2013 20-Nov-2014 25-Nov-2014 (21.000.03) USD 0 JPY LONG ELRCPEAN 0.0000 12 006 18 710423461 FINANCIAL, LLC 366364436/ SOUTHERN FXOPTION 2144,4013 20-Nov.2014 25-Nov-2014 (21,000 CO) USD 0 JPY LONG EUROPEAN 0.0000 1058920 710423463 FINANCIAL, LLC 36615449 SOUTHERN FXOPTION 2144;4013 20-Nov.2014 25-Nov.2014 421.0 col USD 0 JPY LONG EUROPEAN 0.0000 929660 7104230 FNANCIAL. LLC Subtotal ,..25 191 of,. latat (25,19745) Statement ID: 182298_20131219_20131220_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0106458 CONFIDENTIAL SDNY_GM_00252642 EFTA01450656