EFTA01390928.pdf

Glendower Capital SOF IV, LP. 6 Legal disclaimers Fa Recipients In the EEA This Presentation shall not be distributed to any Recipient that Ls domicile'; ot resident. in e Europeari Economic Area nieniber :tale *he,:: Li:Anhui:14 / Ln the Presentation in :ucli member stale issazie constitute 'erierkelirg? (within lit nYaning of article still(%) of Ow Altrrnati-ye Investment rung Managers Directive (2011/G1/11111 Thk; Presentation not an approvec prospectus for in.rrxisee of section A5 0l the Ur' financial SiiNices an; Markets At 2M0 eTrztvik 1 In Mt United ).it:geom.; tees Preset:tailor may only be alrraminkaterz ii) by a ;r-nor: other than an authonrec ceirsim if cirectec only at fa) person who have prof sional experience in matters relating to investments. falling within article 19451 r:investment professionals') of the (lean dal sankt,a and Markets Act 2CV, iFlrungial Prorwiloal Order /CEA (ac amended )the (hi persons laltir-g within article. ali2)ra) to(c) Chaos net worth companies, idlincor punted assottattore etc.") of the Cater, or (c) persons whom this Primentateni may oilsenvise lawfully be communicated; yak lit) ley an authorized eereen it (erecter; only at la) person:, wry: have proles:a:mai espetierde of participeting in war:plates. stlerneez. faking; within angle 14451 ( investment professik-etel or the firianciel Services and Markets act 200) (Promotion <4 Collective Investment .`.cherries) (Exemptions) Order 20(11 feta ane,needl (the "PC.15 rat e) arc article 19(5) rinvestmere teetessionals'i cif Mei Omer. ft.) perzeais falling within articfe 22 (high net worth oh-near:es. LnintoroOraterfaSSOdAli.),IS etch of the POSOrclei hoe attele4e(2)(a) to (e) thigh net:wort, conbanlits, lit:Ancornotate', i-ssor4 how etc.") of Ow. Order. AIFMD NOdat. In reblion to each member !tate of the EEA (each a 'Member Stale) which for. itriplementee the Alternative Investment fury: Managers Directive (20.1.1161/EUI) drat 'Air0.401 fan€ tor which transitional arra%ernents are noti no koger available), this Presenbtem Way only be cistributec: are interests in the fund nay only be offerer or placer, in a Member 'state to the extent that: f1) the Fund is permitted to be marketed to professii•Avil inavatiois In the relevant Member Inaccerdarice*ith airmo (at imptrnenree Into tru, total law/mg:eat: of the relevant MetMer Statel: or (2) this Presentation may otherwise he lawfully cistutireett and the niftiest' in the Fund may otherwise be lawhilry offerer or placed 6 that Member State at the initiabae of the investott. to relatem to each Member State of Ire!. EEA weeiel. at the Oats, of thk: Procentatioh. has not etiplatrientee bfmta this Piesenfolon may telly be distributed and interests in the Fur'; only be offedei or plated to the extent thAt this Presentation may be tawfutly cistributsx anti the interests in the rune may taiefutly beOfetet or place:: in that. Member Slate finclueing at the irtitiatuer of the trwesttel- FOr persons In Australia. 'Isis information has been prepares. for general information perposes only. Nothing in trin Press:citation wriseentes investment, legal, acoi ntatli or la* adske, or a representateb that any ntvestment or stratety is Suitable or appear late to individual circumstances, ce otherwise westinite perforal fecommeneation to ;any SCaatifIC inVeStrif. Recipients of this PreSenlatian ahOtie 004 al•Sainia that any Inv:dere:At tith'ern welt or *III be profitable There is no gement& concerning the echiewiment of eneterneet objechwie or target tett:in: a mearitrenients Any reference to oast peiforniance is rot indicative of fun:re results and is no guarantee to future results. This Preset Catkin has been prepared for ay. h prcwidec only to permitted recipients in At.stralid who qualify as eineiesme ctients 4,3 that tetra t defined by o.iction 7616(7) of thet Australian Corporations Act 20(0 (CM) (the "Att.] ;SOO as sophisticated or protesseanal ills'41311rt as tetrad by se-:tscrss 70Cifil and (111(respectwa)y) of the Act. in respect or which an offer would not reeuire disci:sure under thapter 61) or Fart 7.9 of the Act. it Cars not contain ano thouic not be taken as containing any financial prcouct advice or financial proci.ct feednifrereaff0f*. 11t4 Preser-lando 4 rot a Progleaus. p'a'pa dIsaioscte statement or any other fonts of prescribee igieraisoor.i;ment tayfer the Act. This Presentation is not regt.ired to. arr. doe: not. contain all the information whist would be recuit tie in either a pnatpectue product disclo.sure chats-merit or any other form of prescribes' catering coctiment unde; the Act, rear hit rt..?.diet, to be st bailtied to to Auesahan Sect:tide: and trwertmeres Comm£osia'i. The tunas referred to in these materiel; are not registered wherries as cannot in the Act. In Australia. Credit Sut.se Group entities, other tray, Credit Suisse AG, Sydney &Jodi. are rata:A:Lome:: cepoit-teking inditetions tar the purposes of the banking Act 1959 (Rh.) and their obk•ation: <b: *A: represent cepcmite or other habliated of Crtwit Suisse AG, %ninety Brans:b. Credit Stott's? AC,, f,yeney Branch con..; not guarantee or otherwise novice assurance In respect of tie °tetra ire. of SLChtlietiit Seisse entities or Melones. For persons In Bahrain, The Presentatien has not been approVed by the Central Bent of Bahrain which takes rye ny%wirisidlity for its contents No offer to the public to purchase the riaetz interests wilt be made in the Vingdorn of EttilltAifianc this Presentation n intended to be read by the arieressee ore? and must not rue itas,sed tc, iSsticc to, Or Sh(3101to the ;wow generally. For persons in Snot int infornutbn contained home' Is for etimmalional pt.ro.:.w.. only ant is not, arid twice, no circumstances h to be consoled as, a pp./spec:id. ariacverthenamr-a putilic offering. an ones to sell tee, intereits described hetai as sot:dial:On cr an ',fief to buy the interests cescnbeci herein in Bradt Arai public offer or sate of tt* Infer;?s Oet:anbeet herein will be mace Only if applicable regisiraticin in the Brazilian Stu:nets COMIT:i.331011 cibtath≤c. No invitation to offer, or offer for, or sae of, arty :vestment will be teenier, to the perk.: in Brezit or by any m-?.ans Woufed. be Ceereed public elle-Aryl of securities in Brasil. Under no circumstances d the inforniation contained herein to tut consttizee as investment ante Brazilian Sec:attic: Ctiffirlti3S0 has not reviewer, tine nyttetial herein. For mom In Brunei. Presentation ha": not been eielEvit-rea to, twereet or eke:ter:it by Autoral Monetad Itti.itr?I03fiiSS-aliTi. Not tt32 it been regeteren with the Registrar of Compari,e. This Presentation is for inlorinatioral purposes only and does not constitute an invitation or offer to the public. As such, it must not biz cistributea pzdistriblited tO and Ina? rot hr milled Loon or ...a.ed by any person in Brunei other than the perron to *hoe: it. a directly comae floated and who belongs to a class of prison as sender under Section 20 of the Brunei Securities Market Order, 201?. For persons In Canada. Thb Preesnustkm is Only intenceri for persons in Canada who c welly to be a 'permitted OR rit" within the meaning Nationiil Instrument 31-10? - Registratket Piecuireinert, Exemptions anc Onetrit*Reeieeant Obligati'*. To lie eaten that the iiiiconath.q. uatanec herein reerenaes sterthei of an issuer incorporated. forme or creates. mocen the lave: of Camara or d tarovinCe or territory of Canaria, arty traces dl rd advice regaruing such securities mittS he iiCilitiCtitt tlecceh an inedeinerit dealer reekrzerke in Caisece. No sectettes 0:entre:siert or similar regolatcgy az:theruty in Ceraria hat rev'iesvd .:.r in anyway peitsec upon these mannais. the information contained herein or the merit:; of the Interest; (lescnbed tweet and any representation lo the contrary it 3i offence For persons in asPre...4! or fortw of the offered securities Fray have not been regbtered with the St ter rintendencia de vaisue: y Seguros (PM") pursuant to saw no 16.045, the Ley de hterta-s de Vatores, and regueiti.:ds thereunder. Securities not registered with the Ster, may not be tiffqitiett nr SOX' pc:bib:Ey in Chile for-ts a regulatory exemption apply). Thb 41.:tairnent does riot ty..nstitute an offer of. :a an imeltatIon to subscribe hyr or trchat.e„ tie securities in the Rept bac of Chile, other than to ineivinualle ieentdied investors mina ant to a private offering within the meaning of article 4 of the Ley de Men:ratio ee %/WOW: UPS offer that is not tateltestifw, to the public Irs sere:rat Or tO a cerlaIrs sector or epecifk gebep of the, of Leto. rya. iteditioral t i ftifiliiatOn fetrec to such of 'Alert:0 securities, pfeaeibritint your ftelatiOnStenManatter. Few ptrsons in Mina No imitation to offer cr offer ton. or sale of, any intereSt or inveStment will he made to the pi. bik in the Peoples Republic China 1,-PRC", or by any initfS that would deemed pubUe ',fret ene of se:unto:5 twer the laws ol the PIC Thee!. materials may not be Otstributec to incivicuak: resider.! in the PSC or entities rented in the PPC who have not Obtainer ail the reeuireri PRC government aPPtiwaiii it is the investors testrensh, to . that it nav ottani:sec allnecezery PF.0 4overnnient. approvals to purchase arty interest participate in are, investment or fiSCtigii any inyestnebt or 'nor:Snit:re management iCfri CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0095599 CONFIDENTIAL SDNY_GM_00241783 EFTA01390928