EFTA01356807.pdf

From: Vahe Stepanian Sent: 10/7/2015 12:51:34 PM To: 1j Litchford CC: Ariane Dwyer Paul Morris Subject: FW:SFL and Gratitude America Ltd [C] Classification: Confidential 33 - Rich Kahn just called us back. He would like to proceed with opening a Pershing account on the KCP desk for Gratitude to hold the GILD stock. can you please send over all of the relevant KYC dots you have on your end as it relates to this particular entity? we would like to take a look before we send Rich a list of documentation required to open the new acct. Thank you, vahe original message From: Vahe Stepanian Sent: Tuesday, October 06, 2015 9:07 AM To: 'Richard Kahn'; Jj Litchford Cc: Darren Indyke; Jeanne Brennan; Ariane Dwyer Subject: RE: SFL and Gratitude America Ltd [C) Classification: confidential Rich - adding Ari. we'll take a look this morning and be back to you. Thanks, vahe original Messaie From: Richard Kahn Sent: Tuesday, October 06, 2015 9:01 AM To: 3j Litchford; vahe stepanian cc: Darren Indyke; Jeanne Brennan Subject: re: SFL and Gratitude America Ltd Jeffrey would like to transfer 100,000 of Gilead Stock (approximately 1050-1100 shares) to Gratitude I believe we only have checking and savings account for Gratitude at DS Please advise what we need to do to make this happen ASAP Thank you Rich CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042904 CONFIDENTIAL SDNY_GM_00189088 EFTA01356807