EFTA01455490.pdf

enT 10 Sep 2014 Page 2 Of 2 Deutinshe BankAG SOUTHERN FINANCIAL, LLC FX • Options Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotArnt 1 1 Not.Amt 2 2 Long/ Short Opbon Style Putf Call Strike Price MTM(USD) SOUTHERN FxEurcepl 21-Nov-2013 2040%42014 25-Nov-2014 (1.000 030 Cri, USD 101.030.000 JPY SHORT EUROPEAN CALL 101 COCO ;it: ?a' ell FINANCIAL. tic SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.CO) USD 0 JPY LONG EUROPEAN 0.0000 1.38589 FINANCIAL. LLC ouchOpt SOUTHERN FXOneBarOneT 21-No/-2013 2011ov.2014 25-Nov-2014 (21.030 COI USD 0 JPY LONG EUROPEAN 0.0000 94128 FiNANCIAL.LLC ouchOpt SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000001 USD 0 FY LONG EUROPEAN 0.0000 64112 F INANCIAL. U.0 ouchOpt SOUTHERN FxEuroOpl 12-Aug-2014 12-Aug-2015 14Aug-2015 75.00000000 USD (462.000.003 00) CINH SHORT ELIRCPEAN PUT 6.1603 ;2- .66808) FINANCIAL. LLC Subtotal: (320.1.05 f9: ispiat (320,086.79) Statement ID The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114272 CONFIDENTIAL SDNY_GM_00260456 EFTA01455490