EFTA01358814.pdf

From: Vijay•A Sawant Sent: 7/2/2018 10:07:35 AM To: Bradley Gillin CC: Daphne Cales Subject: 2018 Periodic Review of acct Cerberus Capital Management, L.P. with GCIS#456209 under the CERBERUS CAPITAL RELATIONSHIP Attachments: Cereberus Checklist.xlsx; Fincen CDD Form_Certification_Regarding_Eteneficial_Owners_of_Legal_Entity_Customers_FINAL.pdf; image001.gif Hello Brad, This relates to the review of above high risk account due for remediation 07/31/2018. Upon review of the docs available from repositories and attachments on this account, I have completed the attached checklist. The main parties of interest are as follows — Acct Holder — Cerberus Capital Management LP General Partner — Craig Court GP, LLC Limited Partner — Richter Investment Corp Authorized Signatories —Jeffrey Lomasky, Mark A. Neporent & Seth P. Plattus Sole Managing Member@Craig Court GP, LLC — Craig Court, Inc President@Craig Court GP, LLC; Sole shareholder, Director & President@Craig Court, Inc & Authorized Signatory@Cerberus Capital Management LP — Stephen A. Feinberg 25% Shareholder@Richter Investment Corp — William L. Richter Perpetuities Trust 2 President, Director & 50% shareholder@Richter Investment Corp and Grantor & UBO@William L. Richter Perpetuities Trust 2 — William L. Richter All searches will be run on the above identified RP's, so please advise in case incorrect. Kindly confirm whether there are any material changes to this account? Please note the ID docs for Stephen A. Feinberg & William L. Richter are missing from the repositories. Request you to kindly advise (GCIS#) where this can be extracted? Additionally constitutional docs are missing for Richter Investment Corp and William L. Richter Perpetuities Trust 2, hence all RP's cannot be ascertained. Kindly provide these so a thorough review can be done for this account. Missing info was taken from previous KYCPrints for this review. Finally, request client to complete attached CDD form for this account and sent to us for review, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche CI8 Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India Tel. Mobil CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046758 CONFIDENTIAL SDNY_GM_00192942 EFTA01358814