EFTA01521978.pdf

Alt Cr - A AS er GHISLAINE MAXWELL ACC For the Period 2/1/14 to 2/28/14 Adjusted Tax Cost Unrealized Est Annual Inc Price Ouse*/ Value Original Cost Gain, Loss Accrued Div. Yield Preferred Stocks CITIGROUP CAPITAL XIII 27.50 10,000.000 275,000.00 261300 00 13,700.00 19,690.00 7.16% 7 78% PFD 173080-20-1 G PN NA /BA1 COUNTRYWIDE CAPITAL V 25.19 4,200.000 105.79600 98,778.96 7,019.04 7.350.00 6.95% 7% PFD 222388-20-9 CFC PB JPM CHASE CAPITAL XXIX 25.82 2,500.000 64.550.00 62500.00 2.050.00 4.187.50 6.49% 6.7% PFD 48125E-20-7 JPM PC Total Preferred Stocks $446,348.00 $422,678.96 $22,769.04 $31,227.60 7.01% Concentrated & Other Equity JPMOROAN CHASE & CO 111.51 150,000 000 167,266 50 157.909 17 9,357.33 11.850.00 7.01% VAR RT PFD STK 04/3012049 3,982.80 DID 04/23/2008 46625H4IA-1 BBB /3A1 J.P Morgan Page 7 of 28 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049434 Chase CONFIDENTIAL SDNY_GM_00318632 EFTA01521978