EFTA01255544.pdf

Mayur Rathod From: Bradley Gillin Sent: Thursday, August 16, 2018 7:46 PM To: Vijay-A Sawant Cc: Stewart Oldfield Subject: FW: Southern Financial/Epstein KYC Remediation Attachments: Updated FinCEN with SSN.pdf Importance: High Follow Up Flag: Follow up Flag Status: Flagged Classification: For kiternal use only Vijay, Please use this email as my confirmation that there are no material changes on all accounts associated with Southern Financial. See list below. • Southern Financial, LLC Southern Trust Company, Inc LSJE, LLC Neptune, LLC Mort, Inc Hyperion Air, LLC Zorro Management. LLC NES, LLC JEGE, Inc JEGE, LLC Plan D, LLC Jeepers, Inc J. Epstein Virgin Islands Foundation, Inc Gratitude America Ltd Butterfly Trust The 2007 Jeffrey E. Epstein Insurance Trust #3 The Haze Trust Regards, Brad Bradley Gitlin Vice President Deutsche Bank Wealth Management 1 SDNY_GM_00062439 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0025264 EFTA_00172947 EFTA01255544  345 Park Avenue, 24th Ft New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Bradley Gillin Sent: Wednesday, August 15, 2018 11:42 AM To: Vijay-A Sawant <[email protected]> Cc: Stewart Oldfield < Subject: Southern Financial/Epstein KYC Remediation (I1 Importance: High Classification: For Internal use only Vijay, I hope you enjoyed your Independence Day. Please confirm below - Once confirmed, I will reach out to Epstein's office with one email. Thank you. We require Certificate of Good Standings (dated within 6 months) for: • Southern Financial, LLC • Southern Trust Company, Inc • LSJE, LLC • Neptune, LLC • Mon, Inc • Hyperion Air, LLC • Zorro Management. LLC • NES, LLC • JEGE, Inc • JEGE, LLC • Plan D, LLC • Jeepers, Inc • J. Epstein Virgin Islands Foundation, Inc • Gratitude America Ltd Please confirm that you do not need COGS/SoS for the three trust below: • Butterfly Trust • The 2007 Jeffrey E. Epstein Insurance Trust #3 • The Haze Trust All executed and verified FinCEN forms are attached. With regards to the J. Epstein Virgin Islands Foundation, Inc - the executed FinCEN form shows this as a 501(0(3) tax exempt entity. Will this alone resolve your tax exempt inquiry or do you need a new 501©(3) form? Finally, please confirm that we have all FinCEN forms except for Gratitude America Ltd. 2 SDNY_GM_00062440 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0025265 EFTA 00172948 EFTA01255545  Regards, Brad Bradley Galin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Ft New York. NY 10154 Tel. Fax( Email Securities offered through Deutsche Bank Securities Inc. 3 SONYGM_00062441 CONFIDENTIAL — PURSUANT TO FED R.QQN(F IDENTIAL DB-SDNY-0025266 EF1'A_00172949 EFTA01255546