EFTA01356121.pdf

From: Keith Buckholz Sent: 1/9/2018 2:15:19 PM To: Funda Bozkurt CC: Paolo De-Leon Subject: FW: New Derivatives account. I Importance: High Classification: For Internal use only Hi Funda, Do you know who owns or maintains KYC documentation (for WM accounts)? Thanks. Regards, Keith From: Keith Buckholz Sent: Friday, December 08, 2017 11:38 AM To: Srikanta Gouda ca; Surendra Singh a; Collateral Admin-NY Cc: Nitin-X Sin h ; Collateral Admin-NY >; CUSTOMERBUILD BLO , Sendhil-kumar K III ; *FX Middle Office' Debra Jasper Roxanne Scott c Halina Laczny Hiren Mathur ; CRM-PWM Derivatives - Enid Ellis Collateral-Assets Newyork Subject: RE: New Derivatives account. ll) Importance: High Classification. For Internal use only Hi Srikanta, Is there an escalation point for this issue? Going forward BRM will not be providing KYC documentation to have collateral accounts set up. Thanks. Regards, Keith Keith Buckholz, CAIA Director Credit Risk Officer Deutsche Bank Wealth Management Business aligned Risk Management 345 Park Avenue, MS NYC20-1406 From: Keith Buckholz Sent: Monday, November 20, 2017 2:01 PM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041659 CONFIDENTIAL SDNY_GM_00187843 EFTA01356121