EFTA01380022.pdf

To: Stewart Oldfield < Subject: Southern Financial OTC trade on the books Stew, Southern Financial LLC (account ) holds EUR 2.5mm face of COFP 4.407 08/06/19: MARKET POSITION FX PRICE VALUE RATE POSITION TRADE DATE (POSITION (POSITION (TO VALUE QUANTITY DESCRIPTION CUSIP CCY) CCY) USDE) (USDE) TYPE CASINO, GUICHARD-PERRACHON SA ISIN#FR0011301480 4.407% 2,500,000.0000 08/06/19 REG DTD 08/03/12 N/C F1413LCN4 99.6200 2.441500.00 1.14070 2.840,91.3 35 CORPORATE We executed a EURUSD forward (v/d 06 Aug 19) that is still on the books. MtM is $87k in favor of client, per latest valuation statement: <image004.jpg> Southern Financial LLC (account holds 100k shares of AAPL and some cash from dividends as collateral for OTC trades: MARKET POSITION TRADE PRICE VALUE POSITION DATE (POSITION (POSITION FX RATE VALUE QUANTITY SYMBOL DESCRIPTION CUSIP CCY) CCY) (TO USDE) (USDE) TYF APPLE INC 100.000.0000 AAPL COM 037833100 175.4600 ' I ',46.000N 100(x10 ‘ F.Q( INSURED DEPOSITS MC 73,091.3300 DBDA PROGRAM PER980411 1.0000 7.1,,(191.zz 1.000(X) ;.0,)1 z FUN Client would need to unwind the FX hedge, at which point we could consolidate the Southern Financial LLC assets (i.e. move assets from the collateral account to the main trading account). Regards. Davide <image001.gif> Davide Sierra/to Associate Investments & Trading Institutioikil Wealth Partners Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New Y tic NY 10154. USA Tel. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0078085 CONFIDENTIAL SDNY_GM_00224269 EFTA01380022