EFTA01297220.pdf

NAME SEARCHED' Jean Anne Brennan Wiebracht PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): imc (El No Hit • Not Required I. RD(' Results 0 Hit No RDC alert (Please sec attached) No Hit • Not Required PCR 0 0 ilit II. PCR Results No PCR alert (Please see attached) 0 Yes (81 No tll. Negative Media There was no information found ins 0 Not Required IV. Non-Negative Media There was no information found V. Other Language Media There was no information found Results? 0 Yes • No NI me Not required MB 0 Not Required Smarding Results? 0 Yes 0 No E Not Required VII. Smanlinx Result lound(Please see attached) U Review by Legal May There was no information found Court Cases be Required El No Results VIII. Court Cases 0 Search not required Prepared by: Rccna Chandwani Date:07/17/2017 Research Analyst Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Huhhellhttp://www.martindak.comkpfhlartindalethome.xml 3. As needed, provide comment for any nerative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please nom: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only SDNY_GM_00060113 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0022937 EFTA_00170656 EFTA01297220  OFAC RESULTS RDC: 11605048 No Match Found KYC 01790820 a Country:UNITED STATES Date of Birth: Jean Anne Brennan Wiebracht PCR: C20170738261282 Jean Anne Brennan WiebrachaNCA customised Auto-Closed No-Hit 15/07/2017 BIS RESULTS Negative Media: There was no information found Non-Negative Media: There was no information found Other Language Media: There was no information found Public Records: 1 OF 1 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2017 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Date:7/15/2017 Report processed by: DEUTSCHE BANK AGII Full Name Address County Phone WIEBRACHT. JEANNE 6501 RED HOOK PIZ STE 201 ST. THOMAS ST THOMAS. VI 00802-1373 ST. THOMAS COUNTY For internal use only SDNY_GM_00060114 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0022938 EFTA_00I70657 EFTA01297221  Page 2 ADDITIONAL PERSONAL INFORMATION SSN Gender LexID sm I. Subject Summary Name Variations 1: BRENNAN, JEAN A 2: BRENNAN, JEANNE A 3: BRENNAN, JEANNE ANN 4: BRENNAN, JEANNE B 5: BRENNAN, JEANNE BRENNAN 6: BRENNAN, WIEBRACHT JEANNE 7: BRENNAMIEBRACHG, JEANNE A 8: WIEBRACHT, J B 9: WIEBRACHT. J BRENNAN 10: WIEBRACHT, JEANNE 11: WIEBRACHT, JEANNE B 12: WIEBRACHT, JEANNE BRENNAN SSNs Summary No. SSN State les. Date les. Warnings Most frequent SSN attributed to subject: 1 New Jersey DOBs DOBs: Possible E-Mail Addresses Others Using SSN - 5 records found # Full Name 1: BRENNAN, JOAN A 2: BRENNAN, JOAN 3: BENNAN, JOAN A 11: WIEBRACHT, MATHIAS 12: WIEBRECHT, MATHIAS Address Summary - 9 records found No. Address 1: 6501 RED HOOK PLZ STE 201 ST THOMAS, VI 00802-1373 ST. THOMAS COUNTY I Elementary or Secondary School 2: 6501 RED HOOK PU STE 20 ST THOMAS, VI 00802.1373 ST. THOMAS COUNTY 3: For internai use only SDNY_GM_00060115 CONFIDENTIAL - PURSUANT TO FED. R.QPN(F IDENTIAL DB-SDNY-0022939 EFTA_00I70658 EFTA01297222  Page 3 No. Address 4: STE 201 ST THOMAS, VI 00802 5: 7: 8: 9: Address Details 1: 6501 RED HOOK PLZ STE 201 ST THOMAS, VI 00802-1373 Address Dates 6501 RED HOOK PLZ STE 201 1/1997 - 7/2017 all~ ST THOMAS, VI 00802-1373 ST. THOMAS COUNTY Household Members WIEBRACHT, MATHIAS WIEBRACHT. THOMAS Other Associates None Listed 2: 6501 RED HOOK PLZ STE 20 ST THOMAS, VI 00802-1373 Address Dates Phone 6501 RED HOOK PLZ STE 20 9/2005 - tf2017 ST THOMAS, VI 00802-1373 ST. THOMAS COUNTY Household Members WIEBRACHT, MATHIAS WIEBRACHT, THOMAS Other Associates None Listed 3: 4 FIELDGATE CT HOLMDEL, NJ 07733-1813 Dates Phone 11f1984 - 8/2006 Household Members BRENNAN, GEORGE G BRENNAN, GERRY G BRENNAN. JOAN A For internal use only SDNY_GM_00060116 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0022940 EFTA_00I 70659 EFTA01297223  Page 4 BRENNAN, JOAN ANN BRENNAN, KIM M BRENNAN, THOMAS S Other Associates None Listed 4: STE 201 ST THOMAS, VI 00802 Address Dates Phone STE 201 1/1999 - 8/2000 ST THOMAS, VI 00802 Household Members None Listed Other Associates None Listed 5: PO BOX 11299 ST THOMAS, VI 00801.4299 opin Address Dates Phone 1/1988 - 1/1996 WIEBRACHT, MATHIAS Other Associates None Listed 6: 1627 MASSACHUSETTS AVE SE APT 304 WASHINGTON, DC 20003.1722 Dates Phone 9/1993 - 9/1993 Census Data for Geographical Region Median Head of Household Age: 34 Median Income: $94,286 Median Home Value: $406769 Median Education: 14 years Household Members BRENNAN, GEORGE G BRENNAN, JOAN A BRENNAN, JOAN ANN Other Associates None Listed 7: ROSEMARIE WACHTER ST THOMAS, VI 00801 Dates Phone 9/1993 - 9/1993 Household Members None Listed Other Associates None Listed 8: ROSEMARIE WACHTER CHARLOTTE AMALIE, VI 00801 Dates Phone 11/1991- 12/1991 Household Members None Listed Other Associates For internal use only SDNY_GM_00060117 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0022941 EFTA_00I70660 EFTA01297224  Page 5 None Listed 9: 595 MAIN ST APT NEW YORK, NY 10044-0053 Dates Phone 8/1986 - 8/1986 Census Data for Geographical Region Median Head of Household Age: 34 Median Income: $71,875 Median Home Value: $75,000 Median Education: 11 years Household Members None Listed Other Associates None Listed Voter Registrations - 0 records found Driver Licenses - 0 records found Professional Licenses - 0 records found Health Care Providers - 0 records found Health Care Sanctions - 0 records found Pilot Licenses - 0 records found Sport Licenses - 0 records found Real Property - 0 records found Motor Vehicle Registrations -1 records found 1: Non-Governmental Vehicle Record VIN: Class: Model Year: Make: Model: Series: Body Style: Owner Information Name: BRENNAN. JEANNE DOB: Address: Source Date First Seen: 9/5/2008 Source Date Last Seen: 6/27/2013 Source Information Data Source: NON-GOVERNMENTAL Boats - 0 records found Aircraft - 0 records found Bankruptcy Information - 0 records found Judgments/Liens - 0 records found UCC Liens - 1 records found tvi UCC LIEN FILING Debtor Information Debtor 1 Name: BRENNAN, JEANNE B For internal use only SDNY_GM_00060118 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0022942 EFTA_00170661 EFTA01297225  Page 6 SSN: Address: 6501 RED HOOK PLZ STE 301 ST THOMAS, VI 00802-1373 Debtor 2 Name: MATIAS, WIEBRACHT Address: 6501 RED HOOK PLZ STE 301 ST THOMAS, VI 00802-1373 Secured Party Information Name: BANK, NOVA SCOTIA Address: PO BOX 420 ST THOMAS. VI 00804-0420 Filing Information Filing Jurisdiction: VIRGIN ISLANDS Original Filing Number: C 2365/1995 Original Filing Date: 8/25/1995 Type: INITIAL FILING Date: 8/25/1995 Number: C 2365/1995 Filing Office Information Filing Agency: OFFICE OF THE LT GOVERNORIUCC DIVISION Address: KONGENS GADE #18 CHARLOTTE AMALIE, VI 00802 Collateral Information Description: 08/25/1995 C 2365/1995 - VEHICLES Fictitious Businesses - 0 records found Notice Of Defaults - 0 records found Potential Relatives - 10 records found 1st Degree: 10 No. Full Name Address/Phone 1. WIEBRACHT, MATHIAS 6501 RED HOOK PLZ STE 20 ST THOMAS, VI 00802-1373 • AKA WIEBRECHT, MATHIAS • AKA WIEBRACHT, NATHIAS 6501 RED HOOK PLZ STE 201 • AKA WIEBRACHT, MATHIAS ST THOMAS, VI 00802-1373 • AKA WIEBRECHT, MATHIAS 2. BRENNAN, JOAN A • AKA BENNAN, JOAN A 04 3. WIEBRACHT, THOMAS 6501 RED HOOK PLZ STE 201 ST THOMAS, VI 00802-1373 6501 RED HOOK PI2 STE 20 ST THOMAS, VI 00802-1373 4. BRENNAN: JOAN ANN • AKA BRENNAN. JOAN A • MA BRENNAN, JEAN ANN For internal use only SDNY_GM_00060119 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0022943 EFTA_00I 70662 EFTA01297226  Page 7 No. Full Name Address/Phone • AM BRENNAN. J • AM BRENNAN, JOAN A 5. BRENNAN. GERRY G • AKA BRENNAN. GEORGE G • AM BRENNAN. GEORGE C • AM BRENNAN, G • AM BRENNAN, G JR • AM BRENNAN, GEORGE D • AM BRENNEN, GERRY G • AM BRENNAN. GOERGE G 6. BRENNAN, GEORGE G A Deceased • AM BRENNAN, G G • AM BRENNAN, GERRY G • AM BRENNA GEORGE G • AM BRENNAN, GEORGE G • AM BRENNAN. GEORGE G • AM GBRENNAN, GEORGE BRENNAN. ROBERT FRANCIS • AM BRENNER, ROBERT • AM FRANCIS. BRENNAN ROBERT • AM BRENN. ROBERT FREDERICK For internal use only SDNY_GM_00060120 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0022944 EFTA_00I70663 EFTA01297227  Page 8 No. Full Name 8. BRENNAN, GERARDETTE M • AKA BONHAGE, GERARDETTE M • AKA BRENNAN, GERADETTE M • AM BONHAGE. GERALDINE M • AKA BRENNAN, GERRI • AM BRENNAN, GERADETTE N • AM GERADETTE, BRENNAN • AKA BRENNAN, GERALDINE M • AM BRENNAN, GERARDETT M • AM BONHAGE, GERARDETTE BRENNAN • AM BONHAGE, GERRI M • AM BRENNAN, G • AM BONHAGE, GERARDETT B 9 BRENNAN, KIM M • AM ELLARD, KIM M • AM BRENNAN, KIM E • AKA BRENNEN, KIM M • AM BRENNAN, K • AM BRENNAN. KIMN • AKA KIM, BRENNAN 10. BRENNAN, THOMAS S • AM DEMARIA, THOMAS • AM THOMAS, BRENNAN • AM BRENNAN, T S • AM BRENNAN, THOMAS S • AM BRENNAN, TS • AKA BRENNAN. THOMAS STEPHEN For internal use only SDNY_GM_00060121 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0022945 EFTA_00I 70664 EFTA01297228  Page 9 No. Full Name Address/Phone Business Associates - 0 records found Person Associates - 0 records found Neighbors - 2 records found 6501 RED HOOK PLZ STE 201 ST THOMAS, VI 00802-1373 Name Address Phone CARTER-BIRNIE, JENNIFER A 6501 RED HOOK P12 STE 2 HACK, MEAGHAN M ST THOMAS, VI 00802-1373 LILES. WILLIAM 11 ROBERTSON, BRENT DAVIES. HALDANE F 3 6501 RED HOOK PLZ STE 20 ST THOMAS, VI 00802-1373 Employment Locator -1 records found 1: Company Name: SEE & SKI CORPORATION Name: WIEBRACHT, JEANNE B Title: OWNER Address: 6501 RED HOOK P12 STE 237 1.6110802-1373 SSN: Confidence: Medium Criminal Filings - 0 records found Cellular & Alternate Phones - 2 records found 1: Personal Information Name: WIEBRACHT, JEANNE Address: 6501 RED HOOK PLZ STE 201 1.1.1802-13 73 Phone Number: Phone Type: Mobile Carrier Information Carrier: NEW CINGULAR WRLS GA Carrier City: CHARLOTTE AMALIE (SAINT T Carrier State: VI 2: Personal Information Name: WIEBRACHT, JEANNE Address:II=M Phone Number: Phone Type: Carrier Information Carrier: INNOVATIVE TELEPHONE Carrier City: CHARLOTTE AMALIE (SAINT T Carrier State: VI Sources - 46 records found All Sources 46 Source Document(s) Email addresses 7 Source Document(s) Historical Person Locator 18 Source Document(s) Motor Vehicle Registrations 1 Source Document(s) For internal use only SDNY_GM_00060122 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0022946 EFTA_00I 70665 EFTA01297229  Page 10 Person Locator 1 14 Source Document(s) Person Locator 2 3 Source Document(s) PhonesPlus Records 2 Source Document(s) UCC Lien Filings 1 Source Document(s) Key AHigh Risk Indicator. These symbols may prompt you to investigate further. Moderate Risk Indicator. These symbols may prompt you to investigate further. PiGeneral Information Indicator. These symbols inform you that additional information is provided. The most recent telephone listing as reported by the EDA source. Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is. Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright@ 2017 LexisNexis, a division of Reed Elsevier Inc. All rights reserved. D&B: Not required LEGAL RESULTS: Court Cases: There was no information found For internal use only SDNY_GM_00060123 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0022947 EFTA_00I 70666 EFTA01297230