EFTA01449469.pdf

Account Transfer Form I. RECEIVING FIRM INFORMATION (Only one per form) RECEIVING FIRM CLEARING NUMBER 0443 ACCOUNT NUMBER. 0 r TAXPAYER SOCIAL SECURITY IDENTIFICATION NUMBER NUMBER: I SECONDARY SOCIAL i or TAXPAYER 1..1J SECURITY NUMBER. T 1- IDENTIFICATION NUMBER: ACCOUNT TYPE: (Enter the two character code) C O Nonretiremeni: SN—ISinglei —I.loint) TR —(Trustl CT —Manumit.) CO —(Corporate) CU —(Custodian) ES —(Estate) BC- (Bank Custody) AG-Mooney) Retirement: IR — (Traditional IRA( RI—(Roth IRA) DR —(Direct Rollover) BI—(Beneficiary) BR —(Beneficiary Roth IRA) 4K —(40Ik) El —(Education Savings Account) SI —(SIMPLE IRA) OP —(Qualihed Plan) 4B —(403b) 7B—(457 Plan) HS—(Heallh Savings Account) 5P-(525 Plan) Other: OT—i0theri II. DELIVERING ACCOUNT INFORMATION CLEARING NUMBER: ACCOUNT NUMBER: DELIVERING FIRM CONTACT INFORMATION (MANDATORY WHEN CLEARING NUMBER IS NOT PROVIDED) FIRM NAME: JP Morgan CONTACT NAME' ACCOUNT TITLE. (As it appears on your statement) FIRM ADDRESS. (No PO Boa) Southern Financial, lir — — — CITY' STATE: ZIP: TELEPHONE NUMBER: NOTE in statement is necessary to process this form. III. TRANSFER TYPE (Choose only n,?: A. ACCOUNT TRANSFER GI FULL (Check one below) 0 TRANSFER ALL ASSETS IN KIND (Skip to Section VI) 0 LIQUIDATE ALL ASSETS LIST ED IN SECTION IV (Liquidations are not lor brokerage acoounts) 0 TRANSFER AU. ASSETS IN MD EXCEPT FOR THE ASSETS USIED IN SECTION N. WHICH REQUIRE LIQUIDATION 0 PARTIAL (Complete Section M B. DRS/DRIP U FULL (Check one below) 0 SELL FRACTIONS AND CLOSE ACCOUNT O TRANSFER ALL FULL SHARES ONLY O PARTIAL (List assets m Section N) NOTE: For transfer agents. electronically send positions or issue a certificate for whole shares and redeem tractional shares. C. DIRECT MUTUAL FUND LI TRANSFER MUTUAL FUNDS FROM THE ACCOUNT HELD DIRECTLY AT THE FUND COMPANY ISee Est in Section IV for exact instructions) NOTE: Only one fund family per form. D. BANK RETIREMENT PLAN ACCOUNTS (Select only one) O UOUIDATE IMMEDIATELY AND TRANSFER CASH I am aware of and acknowledge any penalty I will incur from an earty withdrawal, O UOUIDATE AT MATURITY AND TRANSFER CASH Specify maturity date 'submit two to three weeks before insanity date). NOTE: Liquidations involving bank CDs. checking accounts. or savings accounts can only be processed Irom retirement accounts. SIGNATURE DATE 11 SIGNATURE DATE RPD- 150 ACAT 0.9-PW/A-0697 I1040) Peot 2 of 3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0104903 CONFIDENTIAL SDNY_GM_00251087 EFTA01449469