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Please note that DB is not acting as your advisor or fiduciary in svrap transactions: so you Should Consult
Your own legal and other advisors and reoresentritivu about your status as a US no-iron and/or the
ailvisabiliV_o_famerine into the Swan Trading Addendum.
Any client that is a patural person should insert his or het own name where prompted to provide the.
"Legal Name of Client Swap Vehicle" and insert his or her own signature when prompted to provide the
"Authorlied Signatory Signature." Furthermore, a CFTC interim Compliant Identifier (or "CfC,I"
number) is not required for a natural person.
Please complete (or procure the completion. of) the relevant sections of the Swaps Protocol as soon as
possible (and, in any event, prior to the next time that you may wish to enter into a swap with DB) and
returrothe relevantlections (or procure their return) to DB in any of the following ways:
• By express or registeredmail (or other trackable method) to the following address:
345 park:Avenue
25.1k.Floor
INS: NYC20-2564
New York, NY 10154
Attn: Mary DaVitt
• By email to:
failure to complete and return the relevant sections of the Swaps Protocol in a timely fashion could
prevent you frorn entering into additional swaps with DB.
Certain key terms used in this Swaps Protocol are defined in the appended Glossary. Please be aware that
certain responses may require DB to obtain additional information front you in connection with
discharging DB's counteroarty conduct of business obligations.
Please contact ydur DB client-f leing precessional with-any questionsabout the Swaps Protocol.
3
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073048
CONFIDENTIAL SDNY_GM_00219232
EFTA01376696
ℹ️ Document Details
SHA-256
68262cc099371bf3e0d3685189ca228025cf4e767fb446576dfb1eeb4c75a62a
Bates Number
EFTA01376696
Dataset
DataSet-10
Type
document
Pages
1
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