EFTA01519467.pdf

GHISLAINE MAXWELL -TAP DVS ACCT. For the Period 2/1/14 to 2/28/14 INFLOWS & OUTFLOWS Type Quantity Per Und Settle Date Selection Method Description Cost Amount Amount 2/4 Div Domest RIDGEWORTH SEIX FLOATING-I 02/03/14 INCOME 6.502.655 0.032 207.26 DIVIDEND e 0.032 PER SHARE AS OF 02/03/14 (ID: 766287-67-8) 2/4 Div Domest TRP INST FLOATING RATE-F 01/31/14 INCOME 5,394.060 0.037 20213 DIVIDEND fa 0.037 PER SHARE AS OF 01/31/14 (ID: 779588-10-5) 2/28 Misc Disbursement TRANSFER TO UBS FINANCIAL SERVICES INC. (49,546.11) 2128 Fees & Commissions JPMORGAN CHASE INVESTMENT MANAGEMENT FEE FOR (1,133.21) THE PERIOD 01-01.2014 TO 02-24-2014 2/28 Interest Income INTEREST FOR 0201/14 THRU 02/25/14 e 0.030% ON 0.03 1.03 NET AVERAGE COLLECTED BALANCE OF 52,035.75 Total Inflows & Outflows (048,401.91) SECURITIES TRANSFERRED IN/OUT Notes: - Transaction Market Value is representative of the prior trading days market value. This is for Informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Transaction Settle Date Selection Method Description Cost Market Value - Securities Transferred Out 2/25 Free Delivery JPM INTREPID EUROPEAN FD - INSTL FUND 1300 (875.283) (24,812.96) TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE 20,316.00 DATE 02/25/14 (ID: 4812A0-68-0) 2/25 Free DeAlvery JPM MULTI SECTOR INCOME FD - SEL FUND 2130 (4,784.884) (49,523.34) TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE 49,092.71 DATE 02/25/14 (ID: 48121A-29-0) JP Morgan Accotiratage 11 of 15 Consolidated Statement Page 60 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046754 Chase CONFIDENTIAL SDNY_GM_00315952 EFTA01519467