EFTA01362690.pdf

Davide-A Sferrazza u ec : : Gm ACO — can you liaise with central merc and establish the CIB colour on the rhp below? thx From: Xavier Avila Sent: 01 March 2018 16:08 To: lain Macaraa Rita Shteynberg Jitan Patel Mathew Negus C Cc: Nina Tona Alastair Mackinlay a>; Martin Zeman ; Davide-A Sferrazza Subject: SF Ian, thanks for the call. So Rita who is the Case Manager seems to suggest that she sees Southern Financial Red and therefore we cannot extend it to Credit Derivatives, while we think we should see this Green from a KCP perspective. Bu you explain to me that the Red might be only when it comes to your ICG world. Can you pls clarify if this client is Red for everyone including KCP and if so how do we turn it Green, as discussed this is an example of a KCP Americas account that is ACOed by us, in this case myself. Thanks Xavi From: Nina Tona Sent: Thursday, March 01, 2018 11:00 AM To: Xavier Avila Subject: SF <image003.png> Kind regards, <imageirAgif> Nina Tona Associate Business Control Manager, Key Client Partners —Americas Deutsche Bank Wealth Management KCP products and senors we in and available only for persons who ore sophisticatedinstitutionalinvestors within the meaning of the FINRA Rule 4512(0(3), and who are capableof evaluating the strategies, characteristics andinvestment risks of, and exercising independent judgment in eyelash% the ideas andproducts discussed herein. blades and transactions ore subject to relevant internal approvals of Dap w its affiliates prior ro execution, and the execution of any transaction or idea discussed herein LS conditional on your becoming a client of Deutsche Bonk. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052264 CONFIDENTIAL SDNY_GM_00198448 EFTA01362690