EFTA01381432.pdf

The Bundestag has adopted the following Act: Table of contents Article 1 Deposit Guarantee Act (Einlagensicherungsgesetz, or EinSiG) Article 2 Amendment to the Deposit Guarantee and Investor Compensation Act (Einlagensicherungs- und Anlegerentschadigungsgesetz) Article 3 Amendment to the Banking Act (Kreditwesengesetz) Article 4 Amendment to the Recovery and Resolution Act (Sanierungs- and Abwicklungsgesetz) Article 5 Amendment to the Act Establishing the Federal Financial Supervisory Authority (Finanzdienstleistungsaufsichtsgesetz) Article 6 Amendment to the Capital Investment Code (Kapitalanlagegesetzbuch) Article 7 Amendment to the Regulation on the Allocation of Functions and Powers of a Compensation Scheme to the Compensation Scheme of German Banks (Entschadigungseinrichtung deutscher Banken GmbH) (Verordnung Ober die Zuweisung von Aufgaben and Befugnissen einer Entschadigungseinrichtung an die Entschadigungseinrichtung deutscher Banken GmbH) Article 8 Amendment to the Regulation on the Allocation of Functions and Powers of a Compensation Scheme to the Compensation Scheme of the Association of German Public Sector Banks (Entschadigungseinrichtung des Bundesverbandes Offentlicher Banken Deutschlands GmbH) (Verordnung Ober die Zuweisung von Aufgaben and Befugnissen einer Entschadigungseinrichtung an die Entschadigungseinrichtung des Bundesverbandes Offentlicher Banken Deutschlands GmbH) Article 9 Entry into force Article 1 Deposit Guarantee Act (Einlagensicherungsgesetz, or EinSiG) Table of contents Part 1 General provisions Section 1 Institutions' obligation to guarantee deposits Section 2 Definition of terms Section 3 Depositor information about deposit guarantees Section 4 Depositor information and right to give notice in the event of transformation Part 2 Compensation for depositors Chapter 1 Right to compensation Section 5 Legal claim for compensation Section 6 Deposits excluded from protection Section 7 Scope and calculation of the claim for compensation Section 8 Coverage level Section 9 Limitation of claims for compensation; legal recourse Chapter 2 Occurrence of the compensation event Section 10 Occurrence and determination of the compensation event Section 11 Announcement that the compensation event has been determined; notification of the deposit guarantee scheme 2 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0080400 CONFIDENTIAL SDNY_GM_00226584 EFTA01381432