EFTA00067702.pdf

From: Chris DiIon° ‹ > To: EFTA00067702  Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Date: Mon, 07 Jun 2021 20:01:16 +0000 Attachments: KCG_Appendix 3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_drafl.pdf; KCG_TCR 3-20-13-penultimate draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; Cifu.jpg; Blostein.jpg; KCGMarch2017.jpg Worthy of a follow up for sure: Prolific Bag Man Curt Kramer 2013 SEC complaint against Kramer: SEC corrupt POS Paley et al SEC.gov I Penny Stock Financier Agrees to Pay $1.4 Million to Settle SEC Charges SEC.gov I Penny Stock Financier Agrees to Pay $1.4 Million to Settle SEC Charges The Securities and Exchange Commission today charged a New York-based penny stock financier and his firms with violating the federal securities laws when they purchased billions of shares in a pair of microcap companies and failed to register them before they were re-sold to investors for sizeable profits. 1 money laundering shell: Laidlaw: 30+ tranches: money laundering. No mention of AML. accomplished EXACTLY what Paley et al wanted it to: Absolutely nothing 3 years later: ANOTHER Kramer complaint: Hope Capital: 3 Money laundering shells: Curt Kramer and Hope Capital Inc. (sec.gov) UNITED STATES OF AMERICA Before the SECURITIES ACT OF 193 3 2 III. On the basis of this Order and Respondents 11 Offer, the Commission finds 1 that: 1. Curt Kramer , age 42, is a resident of Glen Head, New York. what took place between these 2 complaints: fraud the likes of which would make any criminal proud. Including the activity in my multiple TCR's HUNDREDS of money laundering shells: Asher EDGAR Search Results (sec.gov) EFTA00067703 KBM EDGAR Search Results (sec.gov) Vis Vires EDGAR Search Results (sec.gov) Conspicuously absent from the SEC Jaclin/Honig et al list of money laundering shells: WES Consulting/Liberator: PPP money: Repo Virus/Coronavirus etc etc EDGAR Filing Documents for 0001144204-09-054957 (sec.gov) Jaclin/Georgia: Dick Best now SEC NY Unassociated Document (sec.gov) Wait! There's MORE!!!! In 2018, Kramer did a "financing" in ANOTHER money laundering shell called Liberty Star Uranium and Metals EDGAR Search Results (sec.gov) through a newly created entity called Power Up Lending Group https://www.sec.gov/Archives/edgar/data/1172178/000149315218008239/ex10-2.htm That's 2018 Mr Paley. 5 years after your Laidlaw/Mazuma complaint and 2 years after the SEC Hope Capital complaint. With MILLIONS laundered by Kramer/Asher/KBM/Vis Vires: my information in between. AGAIN: Kramer overlap with NITE top traded stocks not a coincidence. The SEC criminal obstruction/corruption playbook: Mr Paley is Director of the SEC Microcap Fraud Task Force and has been receiving my information for several years: The record. Also, Andy Calamari SEC NY Director was a regular on my correspondence: ALSO the record. Paley/Calamari brought this action in 2015 SEC.gov I SEC Charges 34 Defendants in Microcap Market Manipulation Schemes SEC.gov I SEC Charges 34 Defendants in Microcap Market Manipulation Schemes SEC Charges 34 Defendants in Microcap Market Manipulation Schemes. FOR IMMEDIATE RELEASE 2015- 146 Washington D.C., July 14, 2015 — www.sec.gov A victory lap for the SEC for 2 (TWO) money laundering shells: Calamari: "This case demonstrates the Commissions resolve to relentlessly pursue the villains behind these microcap fraud schemes wherever in the world they may be hiding." Paley: "This case presents an excellent example of the capacity the Microcap Fraud Task Force has developed to pierce the layers of sham entities and nominee accounts that predators employ to harm investors and evade detection by law enforcement." EFTA00067704 Again: just 2 (TWO) money laundering shells in the complaint. Add just 1( ONE) In Paleys 2013 Kramer/Mazuma: Laidlaw. And 3 (THREE) 5 years after in the Kramer/Hope Capital. The grossly corrupt SEC is on a ROLL! 7 (SEVEN) TOTAL money laundering shells in 3 (THREE) separate actions. WOW!!!! The Microcap Fraud Task Force/Paley/Calamari et al took a few years off in their fraud fighting crusade and ignored more than a hundred Kramer money laundering shells: Asher/KBM/Vis Vires from 2013-2018 including a few in my TCR's. HOW is this remotely plausible??? Because as Calamari knew and Paley KNOWS: It's NOT the penny stock trading fairies facilitating all of this illegal activity. It's willing, executing BD's/MM's NITE, UBS, CDEL,CS etc etc etc. Ms Pasquinelli: I see where you posted ANOTHER very incomplete (intentionally) action to the OWB site eligible for award: after 5 years Norberg's side kick Pasquinelli got around to posting the Jaclin shell factory complaint. Naming 9 (NINE) money laundering shells when the SEC knows there are MANY MORE. Like the New (NETE)/JMJ/Keener(my info)/ Farkas money laundering shell Blink Charging FKA the Jaclin shell New Image Concepts. Imran Husain et al. (Release No. LR-23537• May 12 2016) (sec.gov) based on the SEC: Micro Cap Fraud Task Force: Paley et al record for omitting fraud money laundering shells, there will never be an end to this massive fraud on the public. Hey, maybe that's the plan afterall. Given the 4+ TRILLION shares of these OTCM money laundering shells traded in 1Q2021, the SEC: Paley et al are doing EXACTLY what the criminals want them to do. Token actions while the illegal activity continues at levels not even dreamed of just 1 year ago. The grossly corrupt SEC is bought and paid for by criminals to facilitate multiple, ongoing, massive frauds on the public it is mandated to protect while screwing the whistleblower who caught them: ME ps here's the felon Painter compensation for pumping the SEC/FINRA acknowledged money laundering shell AppTech: ANOTHER NITE top traded shell with UBS: my information Emerging Markets Report: A Bright Future for Fintech and (globenewswire.com) 250,000 restricted shares and $95,000 cash. Of course the Felon Painter accepts crypto. Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Monday, June 7, 2021 7:46 AM EFTA00067705 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Mr Gensler: CONGRATULATIONS! I'm happy my information helped in your decision to shitcan grossly corrupt POS Christian Sabella SEC.gov I David Saltiel Named SEC Acting Director of Trading and Markets• Christian Sabella Departs the Agency SEC.gov I David Saltiel Named SEC Acting Director of Trading and Markets; Christian Sabella Departs the Agency David Saltiel Named SEC Acting Director of Trading and Markets; Christian Sabella Departs the Agency. FOR IMMEDIATE RELEASE 2021-92 Washington D.C., June 3, 2021 — www.sec .g ov As Associate Director/Director of Trading and Markets including Clearance and Settlement, Mr Sabella was a key player in the criminal obstruction of a thorough investigation of my claims. Sabella has intimate knowledge of the massive fraud on the public: Obligation Warehouse/naked short fails, and the NITE fraud balance sheet. 4+ TRILLION shares of OTCM money laundering shells proved too great a task for even him to cover up. As well as the astonnishing admission by NITE CEO Cifu that his firm is grossly under reporting their illegal activity and his attempt to mislead the investing public . Sabella was mentored at the SEC by Brett Redfearn. Redfearn joined the SEC from JP Madoff I mean JP Morgan. JPM was also a KEY player in bailing NITE out TWICE: From "Rankled EFTA00067706 by Risk" to "Rankled no More": JPM provided $1.6 BILLION to help Cifu fund his acquisition of KCG only AFTER Cifu wrote down $4+ BILLION in naked short fails in 2Q 2017 right before the transaction closed. Fraud "assets" used to calculate the fraud $20 tangible book valuation used in the transaction where Jefferies/Handler were the largest KCG shareholder at the time. Likewise: the timing of your decision to replace the ENTIRE PCAOB was also a step in the right direction and the result of my overwhelming and irrefutable correspondence SEC.gov I SEC Announces Removal of William D. Duhnke III from the Public Company Accounting Oversight Board; Duane M. DesParte to Serve as Acting Chair SEC.gov I SEC Announces Removal of William D. Duhnke III from the Public Company Accounting Oversight Board; Duane M. DesParte to Serve as Acting Chair The Securities and Exchange Commission today announced that it has removed William D. Duhnke III from the Public Company Accounting Oversight Board (PCAOB). VONVLSEC cloy However, while you're doing that, let's take ANOTHER look at THIS: my extremely serious allegations. SDNY/NY Supreme Court Judges, NJ Judges: I'm afraid the SEC has once AGAIN played you for fools. As I wait patiently to be interviewed by SEC IG Hoecker as is MANDATORY, the SEC is ACTIVELY facilitating more massive fraud on the public. This string of numerous e mails with the above referenced subject matter: FINRA/SEC Oppenheimer AML: MY INFORMATION. Where I applied for and was corruptly denied an award by ANOTHER grossly corrupt SEC POS: Janey Norberg. The basis of my award application: I had extensive interactions with Robin Traxler: FINRA as well as McKessy and others in the SEC even prior to filing my 2013 TCR with Berger Montague concerning 2 NITE/UBS top traded money laundering shells: APCX and CGFIA. BOTH acknowledged in the FINRA complaint as money laundering shells. The SEC AML complaint was based on the FINRA complaint. While the SEC complaint stopped short of implicating both NITE and UBS. WHY? Because as I have consistently and repeatedly told the SEC: UBS was never in compliance with the terms of the cross border DPA when it dropped charges in 2010. The UBS was very much up and running into 2018 and further as my correspondence with the SEC irrefutably argues. The SEC used my information to bring the 2018 UBS AML action then again corruptly denied me an award. IRREFUTABLE. Likewise, my April 2016 meeting with IRS CI agents in Denver: My IRS TCR is based on my SEC TCR: FINCEN also used my information in the UBS AML complaint. For NITE: My information clearly shows engaged in illegal activity PRIOR to and after the 2012 "glitch" and bailout. The SEC has doubled down on their ONGOING and MASSIVE facilitated frauds ever since. 1Q2021 never should have happened. So, let's talk about the FINRA/SEC acknowledged money laundering shell APCX. Below: another version of my information. IG Hoecker, the date of my correspondence: November 13, 2020. 6+ months ago. Quite a bit has taken place since my November 13, 2020 e mail to Mr Hoecker and his grossly corrupt colleagues at the SEC et al Recall: Apptech is now a Kingdom of Bahrain "fintech" play EDGAR Search Results (sec.gov) Including an SEC approved offering https://www.sec.gov/Archives/edgar/data/1070050/000157570521000053/apcx sl.htm EFTA00067707 EDGAR Filing Documents for 0001493152-21-008775 (sec.gov) EDGAR Filing Documents for 0001493152-21-008775 AppTech Corp. (Subject) UK: 0001070050 (see all company filings) IRS No.: 650847995 I State of Incorp.:CA I Fiscal Year End: 1231 Type: SC 13D I Act: 34 I File No ... www.sec.gov Coinciding with this fraud offering: a well orchestrated pr campaign conducted by a key player in the corrupt, criminal, fraud eco system: paid pr consultants/issuer financed research. Let me make perfectly clear so EVERYONE understands EXACTLY what is happening REAL TIME as a direct result of the SEC/OWB/IG Hoecker criminal obstruction and corruption: 8+ years after submitting my Knight/UBS et al TCR AND my extensive correspondence with FINRA there is an ACTIVE e mail etc P&D pr campaign by a paid and known fraudster who the SEC brought before the SDNY Courts once already soliciting the public to purchase the worthless shares of an SEC/FINRA/FINCEN acknowledged money laundering shell PROMINENTLY cited in my TCR: APCX The firm doing this fraud solicitation/PR campaign: Emerging Market Solutions LLc Profiles I Emerging Markets Consulting LIc. (emergingmarketsllc.com) Profiles I Emerging Markets Consulting, LIc. Emerging Markets Consulting is a syndicate of investor relations consultants representing years of experience. Our network consists of stock brokers, investment bankers, fund managers, and institutions that actively seek opportunities in the micro and small-cap equity markets. www.emergingmarketslIc.com This P&D firm is run by a James Painter well known to both the grossly corrupt SEC as well as The SDNY courts Second Amended Complaint: Greenstone Holdings Inc. MEMORANDUM OPINION AND ORDER: The Securities and Exchange Commission (SEC) brings this enforcement action under Section 5 of the Securities Act of 1933 and Section 10(b) of the Exchange Act of 1934 against attorney Virginia K. Sourlis. Both parties have moved for summary judgment on liability. At oral argument on November 16 2012 I granted the SECs motion for summary judgment for aiding and abetting a violation of Section 10(b) and denied both parties motions for summary judgment for a primary violation of Section 10(b). I reserved decision on the Section 5 claim. The parties dispute whether Sourliss actions rise to the level of participation necessary for a Section 5 violation. For the reasons that follow the SECs motion for summary judgment is granted and Sourliss motion is denied. SO ORDERED. (Signed by Judge Miriam Goldman Cedarbaum on 7/10/2013) (rsh) (justia.com) EFTA00067708 Some things just never change. The SEC has AGAIN played the SDNY Courts for fools. Some of the other Painter et al frauds: FuelPositive,Fobi,Core One Labs,Lithium South,Kwesst MicroSystems,Relay Medical,One World Pharma,Medivolve,BevCanna,Better Choice,xPhyto,Drone Delivery Canada,Airestech,Elys Game Tech,Logic Inc,PV Nanocell Ltd,Winston Gold, etc etc. Painter has offices in Florida, Alabama (??), and NY. The NY office is 48 Wall St suite 1100: a virtual office just a few doors down from Trump/Sason/Magna: 40 Wall St Virtual Office Address at 48 Wall Street New York City New York 10005 (davincivirtual.com) Virtual Office Address at 48 Wall Street, New York City, New York 10005 - Virtual Offices & Virtual Office Rentals I Davinci Virtual Call 1(888) 930-3335 Now to get a Virtual Office Address at the Forty Eight Wall Street in New York City, NY 10005. A prime virtual office solution. www.davincivirtual.com Who else is located at the virtual office 48 Wall Street? Center Management: Jim Abate: Credit Suisse SAME ADDRESS as Painter/Emerging Markets About Centre (centreasset.com) About Centre Contact: James Abate, Managing Director. 48 Wall Street, Suite 1100 New York, NY 10005-2903 (USA) (212) 918-4707; [email protected] www.centreasset.com A deeper dive into just 1 of the other Painter et al frauds: 4Less Group fka Rx Scripted Inc and MedCareers EDGAR Search Results (sec.gov) The SEC reviewed, January 10K for MedCareers https://www.sec.gov/Archives/edgar/data/1438901/000112178114000128/mcil0k13114.htm SEC.gov I HOME EFTA00067709  Indicate by a check mark whether the Registrant is a large filer, an accredited filer, non-accredited filer, or a smaller reporting company. See the definitions of "large accredited filer", "accredited filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act. Large accredited filer H Accredited filer 1] www.sec.gov The auditor: The Hall Group The SEC is also very familiar with them P.C. d/b/a the Hall Group CPAs et al. (sec.gov) UNITED STATES OF AMERICA SECURITIES EXCHANGE ACT OF 1934 - SEC.gov I HOME 3 B. OTHER RELEVANT ENTITIES 5. Thakkar CPA , is a Texas corporation formed to acquire certai n assets of David S. Hall, P.C. and provided auditing services for multiple public companies between i .,ww.sec.gov as is SOP: this was NOT enough to shut down this money laundering fraud shell. WHY? because there was a whole lot of P&D to do for known criminals cited in my extensive claims: like Union Capital EDGAR Filing Documents for 0001078782-15-001550 (sec.gov) Union Capital also in the NITE top traded shells Bravatek and Mass Hysteria Also in MedCareers: Prolific Bag Man Curt Kramer: Asher/KBM/Vis Vires EDGAR Filing Documents for 0001144204-14-035331 (sec.gov) EDGAR Filing Documents for 0001144204-15-042799 (sec.gov) Kramer has been involved in several money laundering shells in my TCR's. Including those before your Courts like NewLead Holdings and CodeSmart His overlap with NITE top traded shells is not a coincidence Fast forward to 2020: ANOTHER SEC APPROVED OFFERING: https://www.sec.gov/Archives/edgar/data/1438901/000116169720000124/form s-l.htm listed on the Painter/ Emerging Markets site: attorney Frederick Lehrer Frederick M. Lehrer - Attorney and Counselor at Law (securitiesattorneyl.com) Frederick M. Lehrer - Attorney and Counselor at Law Securities Law Services. Frederick M. Lehrer, P. A. offers unlimited corporate and securities law services, including all SEC and OTCMARKETS reports for a flat monthly cash fee.. Going Public Services EFTA00067710  www.securitiesattorneytcom The 2020 SEC approved offering in what is now The 4Less Group was the selling shareholder from a "financing" called GC Investments Glassbox Capital Glassbox Capital Glassbox Capital We have developed a streamlined system to help borrowers obtain SBA acquisition loans for owner- operated businesses. Our system enables banks to underwrite and fund loans that they may not otherwise consider—given the processing efficiency that Glass Box is able to create. www.qiassboxcapital com GC/Glassbox is Steven Gribben Gribben was Chief Counsel at COR Clearing The SEC knows Gribben/COR very well SEC.gov I Brokerage Firm to Exit Penny Stock Deposit Business and Pay Penalty for Repeatedly Failing to Report Suspicious Trading SEC.gov I Brokerage Firm to Exit Penny Stock Deposit Business and Pay Penalty for Repeatedly Failing to Report Suspicious Trading The Securities and Exchange Commission today announced settled charges against clearing firm COR Clearing LLC for failing to report suspicious sales of penny stock shares totaling millions of dollars. www.sec.gov So, SONY et al Judges: WHY did the grossly corrupt SEC bring Painter to your courts only to keep him up and running in 2021? You have been played for fools AGAIN by the SEC Cheers! Chris From: Chris Dilorio Sent: Friday, November 13, 2020 8:13 AM EFTA00067711 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Greetings grossly corrupt SEC et al. Time for the "SEC criminal Obstruction/corruption" Friday edition. The record Janey. Well, the SEC hasn't limited its massive fraud on JUST the SONY courts. Good to know. The DC Courts are also victim of this massive fraud as well. The OpCo Complaint/Denial: My claims. Here AGAIN the SEC has done nothing to shut down a massive fraud on the public. Per my TCR: NITE/UBSS (aka "penny stock trading fairies) traded billions of shares and were also cited by me in extensive correspondence with FINRA and the OWB PRIOR to my March 2013 Berger TCR submission. AppTech is very much up and running in November 2020 thanks to the grossly corrupt SEC and is again/still being used as a money laundering vehicle. https://www.sec.gov/cgi-bin/browse-edgar? company=Apptech&match=&CIK=&filenum=&State=&Country=&SIC=&owner=exclude&Find=Find+Companies &action=getcompany In October 2020, AppTech announced this YUGE deal with NEC Payments. WOW NEC and AppTech!?!? httpsliwww.globenewswire.com/news-release/2020/10/05/2103341/0/en/AppTech-Announces-Digital- Banking-and-Payment-Technology-Partnership-with-NEC-Payments.html AppTech Announces Digital Banking and Payment Technology Partnership with NEC Payments OTC Markets:APCX GlobeNewswire is one of the world's largest newswire distribution networks, specializing in the delivery of corporate press releases financial disclosures and multimedia content to the media ... www.globenewswire.com EFTA00067712 Wrong NEC Payments bruh. This NEC Payments (NECP) is an entity domiciled in the Kingdom of Bahrain HUH? ALL in SEC reviewed filings of course hups://www.see.gov/Archives/edgar/data/1070050/000 I 575705200002 14/apcx 8k htm hups://www.sec.gov/Archives/edgar/data/1070050/000157570520000214/ex10 2 htm And, HOW do you suppose a Bahraini entity searched out and found little of Wyoming money laundering shell AppTech? The New Bag man involved is Bahraini business man Ebrahim Daoud Nonoo https://en.wikipedia.org/wiki/Ebrahim Daoud Nonoo Ebrahim Daoud Nonoo - Wikipedia Ebrahim Daoud Nonoo (Arabic: "is.; 3996 Nali.)4! , Hebrew: ornax 1313 MI, also known as Abraham David Nonoo) is a Bahraini businessman. He sat in the appointed upper house of the Bahraini Parliaments Shura Council, the only Jewish member of the Council. He is the current CEO of the Basma Company.. The en.wikipedia.org But alas, none of this illegal activity should have happened. See, the SEC OWB: McKessy/Norberg were in possession of my information when a fraud on the courts was being perpetrated by AppTech/Ottens (see my TCR) https://www.leagle.com/decision/infdco20141103a26 G!: FARRIS v. D'ANGELO I Case No. C14-560 MJP. I 20141103a26 I Leagle.com ORDER GRANTING DEFENDANTS MOTION TO DISMISS MARSHA J. PECHMAN District Judge. THIS MATTER comes before the Court on Defendant...20141103a26 www.leagle.com EFTA00067713 In fact, AppTech should have been shut down immediately based on my information. However: NITE/UBSS (penny stock trading fairies) were in the process of trading their billions of worthless certs WHILE this case was pending. Questions for Judge Pechman: Did the SEC ever intervene in this case? per my extensive 2013 TCR: Assignments: No legitimate economic rationale for a creditor to assign a note/obligation to a third party when creditors can/do negotiate directly with creditors. Derivatives: further assignments to other third parties are simply a distribution mechanism. As the SEC has discovered using my information (Sason,JMJ, Crede, etc etc): not a legitimate note/obligation to begin with. FREE MONEY. Converted into worthless certs. Converted into real money by criminal Broker Dealers/MM's like NITE,UBSS etc. Who is Ms Farris anyway? Ottens girlfriend? Because assigning $25,000 worth of fraud notes for $10,000 happens all the time in the real world of legitimate financial transactions. Yes, as with ALL of my information: OVERWHELMINGLY and IRREFUTABLY accurate. AppTech is a money laundering shell. ACTIVELY facilitated and never shut down by a grossly corrupt and criminal SEC while screwing whistleblowers like me. This massive, SEC et al facilitated fraud is very much ONGOING. Cheers! Christopher J Dilorio Whistleblower Extraordinaire PS: I'm sure everyone on this email is acutely aware of the BLATANT and EGREGIOUS SEC facilitated trading activity in ANOTHER "payment processor": AQR/Oleg Firer WireCard etc now Bankrupt Coda/China Qiantu EV massive SEC/Clayton/Sull Crom fraud known as Net Element :NETE Massive volume. No PUBLISHED PR's. No SEC filings. Just up 20% in 2 days. What do you expect from an SEC Chair who compares compliance with US Securities Laws as "good hygiene"? From: Chris Dilorio Sent: Tuesday, November 3,2020 9:01PM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Mr Kim, Any representation that doesn't require the SEC to produce exculpatory evidence related to my allegations is malpractice. https://casetext.com/case/united-states-v-martoma-3 https://casetext.com/case/united-states-v-gupta United States v. Gupta, 848 F Supp. 2d 491 I Casetext Search + Citator EFTA00067714  Read United States v. Gupta, 848 E Supp. 2d 491, see flags on bad law, and search Casetext's comprehensive legal database casetext.com Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio ‹ > Sent: Tuesday, November 3, 2020 3:34 PM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Greetings Judge Caproni, I hope your colleagues as well as Mr Kim's colleagues have forwarded my information to you. The criminal case against Mr Kamensky brought by Ms Strauss, Mr Tracer and Mr Cooper is a fraud on your courts. I have established beyond any shadow of a doubt that the Kamensky/SEC/SDNY actions are a complete fraud and well orchestrated set up by protected and known criminals including but not limited to Richard Handler/Jefferies. This corrupt, criminal relationship between the SEC and Handler/Jefferies goes WAY back and at the heart of my claims: a MASSIVE and ongoing fraud on the public actively facilitated by the SEC/Handler/Jefferies et al (see attached TCR). Unfortunately, Ms Strauss as well as Mr Kim's former boss at the SDNY Preet Bharara have also been in possession of my information for quite some time. Mr Kamensky must re assess his representation.. I am always available to discuss my information. Under oath preferably. This massive, ongoing, SEC/Handler et al fraud on the public must end. It has been my personal mission to see exactly that. This massive fraud also affects other cases currently before the SDNY Courts and ALSO well known to Ms Strauss/the SDNY Regards, Christopher J Dilorio Whistleblower From: Chris Dilorio ‹ > Sent: Wednesday, October 14, 2020 9:32 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00067715 From: Chris Dilorio Sent: Wednesday, October 14, 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective "do not investigate lists". AQR, Blackstone as well as Jay Clayton good fried Glenn Hutchins. Hutchins also worked at Blackstone with Schwarzman prior to founding Silver Lake. Hutchins bought SunGard. Then sold it to FIS. This transaction was the basis of the formation of North Island with former NASDAQ CEO Greifeld. North Island is a top shareholder of the criminal enterprise NITE/VIRT. More context: Greifeld was a Director UK/NJ company called Automated Securities Clearance Ltd https://find-and-update.company-information.service.gov.uk/company/03385409/officers AUTOMATED SECURITIES CLEARANCE (EUROPE) LIMITED - Officers (free information from Companies House) AUTOMATED SECURITIES CLEARANCE (EUROPE) LIMITED - Free company information from Companies House including registered office address, filing history, accounts, annual return, officers, charges, business activity find-and-update.company-information.service.gov.uk Sold to SunGard. Greifeld then became CEO at SunGard. He wasn't at SunGard very long. Then made the jump to CEO of NASDAQ. Curious to say the least. Shortly after becoming NASDAQ CEO, NASDAQ bought the BRUT ECN from SunGard. Self dealing? MUCH WORSE EFTA00067716 http://irnasdaq.com/static-files/fiblca278-75f0-4259-9372-5b3351126a8b ir.nasdaq.com 121e<2h- 21e<16$8;1<76.23$54-:;2((1-&22 irnasciaq.com As you can see, current NASDAQ CEO Adena Friedman signed off on this transaction. SunGard was then sold to FIS. AFTER it had developed a very interesting product converting Russian Rubles to dollars in real time. https://www.finextra.com/pressarticle/49357/otkritie-capital-taps-sungard-for-automated-ruble-conversion 1 Otkritie Capital taps SunGard for automated Ruble conversion Otkritie Capital (Otkritie), one of the leading financial services providers in Russia, has selected SunGard to help launch a new direct market access (DMA) service allowing for automatic real ... www.finextra.com I'll say that again: FROM Russian rubles TO dollars in real time. Providing DMA to WHICH markets???? So, the marriage of Blackstone Alum Hutchins and Greifeld to form N Island and become a top investor in the criminal enterprise NITE was a natural fit. Money laundering on a MASSIVE scale. Algos and OTCM shells are very complimentary money laundering vehicles. Not to mention: Russian Mirror trades: RU ADR's trade OTCM Pinks as well. The KCG 1Q2014 astronomical increase in OTCM volumes. Expunged from SEC reviewed filings. Attached on previous emails as part of the OWB record. NASDAQ is also the repository of the vast AQR blank check money laundering shells. FULLY SEC reporting for credibility. As with many OTCM shells. The only real difference between a NASDAQ/AQR blank check shell and an OTCM shell is the amount of money being laundered. Clayton should have been investigated and barred from SEC business pending a full and thorough investigation. So, that precludes the corrupt SEC IG Hoecker from any involvement. Cheers! Christopher J Dilorio Whistleblower EFTA00067717 From: Chris Dilorio Sent: Thursday, September 17, 2020 5:56 PM To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Nathan, I applaud your reproof of the SDNY. Now, I urge you to look at the Dan Kamensky case. I have never met Kamensky. When I saw the joint SEC/SDNY complaint I became physically ill. I am an SEC whistleblower. The SEC/SDNY have actively and continuously obstructed a thorough investigation of my extremely serious allegations. In favor of Rich Handler/Jefferies. The IB in the Kamensky case. Based on my experience with the SEC/SDNY I believe they both are withholding exculpatory evidence which impeaches the credibility of the SEC/SDNY/Handler/Jefferies. A corrupt relationship exists between the SEC/SDNY and Handler/Jefferies. In addition to others in my claims. I have contacted Judge Cave as well as Kamensky counsel. Disclosure of this corrupt relationship puts the Neiman Marcus "sting" in a whole different context. The motives of which should be investigated. Respectfully, Christopher J Dilorio Whistleblower From: Chris Dilorio < Sent: Thursday, September 17, 2020 9:17 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Please see the new photos attached: Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT revenue model is driven by the "retail participation" rate: Cifu: "The retail segment of what we do is a SIGNIFICANT portion of our overall American equity segment..." So, are institutions trading .0001 OTCM money laundering shells? Mr Blostein: what are you modeling for NITE/VIRT OTCM share volumes when you KNOW and Cifu admits the importance of these share volumes on the NITE/VIRT revenue model? Does ANY Sell side analyst model this NITE/VIRT revenue driver? WHY doesn't Cifu disclose these share volumes in SEC filings? He used to. Knight/KCG used to as well. See photo. So why did he stop? Did NITE exit OTCM trading? ABSOLUTELY NOT. So the Goldman Analist Blostein KNOWS these share volumes drive revenue at NITE. Blostein doesn't disclose these volumes in his model. Fraud is also an OMISSION of material fact. Time to ask Cifu WHY he doesn't tell you to model OTCM share volumes fellas. This is WHY the SEC/Handler/Jefferies/VIRT/KCG acquisition took place. As Cifu admits: Retail:OTCM drives NITE/VIRT earnings. EFTA00067718 Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio <IM > Sent: Wednesday, September 16, 2020 3:01PM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix First Sell Sider, SEC,DoJ who can get me a current NITE/VIRT tangible book value calculation wins a prize: Mr Kamensky's freedom. That's BEFORE properly classification of Naked short fails NITE/VIRT KNOWINGLY books as fraud assets: receivable. Mr Blostein, I remember a NITE/VIRT earnings call not to long ago where you made a direct correlation between NITE OTCM share volumes and NITE trading profits. Remember the 1? I have hard copies of that too. Did Cifu threaten you if you bring it up again? Please forward your model including these share volumes so we can compare notes. Who else has been threatened with retaliation by Cifu/Handler? Who has been promised business? Mr Repetto/Fannon? Who has BUY ratings on NITE/VIRT currently? Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio <la Sent: Wednesday, September 16, 2020 9:20 AM u ject: w: Formal appeal or preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Cave, The criminal, corrupt relationship between the SEC/Handler/NITE goes further. Doesn't it Mr Repetto? EFTA00067719 For the Sell Siders on this e mail: Please tell Judge Cave, The SEC/Dol, Mr Kamensky's counsel the following: 1) how many red flags in NITE 3 CFO's in a year? 2) What you're modeling for NITE OTCM share volumes 3) WHY none of you question the once again ballooning balance sheet on earnings calls The other questions below can be answered by Mr Repetto and Jefferies Mr Fannon Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Monday, September 14, 2020 9:22 AM To Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix I look forward to speaking with you Regards, Chris From: Chris Dilorio Sent: Monday, September 14, 2020 6:02 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Jones, Judge Cave Straight forward, irrefutable proof of SEC corrupt relationship with Handler Jefferies: KCG was engaged in abusive naked shorting in months leading up to the SEC/Handler/Jefferies VIRT acquisition closing 7/31/2017 SEC/Handler/Jefferies KNEW the core business at KCG is and always has been abusive naked shorting OTCM and other shells to facilitate money laundering. SEC/Handler/Jefferies knew KCG was insolvent in 2012 as well as 2017 as a direct result of this illegal activity Handler/Jefferies were the largest shareholder of KCG in 2017 when the SEC/Handler/Jefferies/Cifu orchestrated VIRT/KCG merger was consumated https://www.clearygottlieb.com/news-and-insights/news-listing/14-billion-merger-of-kcg-holdings-and-virtu- financial $1.4 Billion Merger of KCG Holdings and Virtu Financial I Cleary Gottlieb EFTA00067720  Cleary Gottlieb is representing Goldman, Sachs & Co., as financial advisor to KCG Holdings in its sale to Virtu Financial in an all-cash transaction valued at $1.4 billion. www.clearygottlieb.com SEC/Handler/Jefferies/Cifu used known fraud "assets" on the KCG balance sheet to determine the grossly inflated tangible book value calculation used to value the KCG acquisition price. Immediately prior to the transaction closing on 7/31/2017 the SEC/Cifu wrote down more than $4 billion in leverage from the KCG balance sheet. INCLUDING fraud assets used to calculate the grossly inflated acquisition price of KCG. SEC/Handler/Jefferies KNEW KCG was insolvent in 2012 AND July 2017 The SEC has known about the Knight/KCG/VIRT accounting fraud and securities fraud for years. I TOLD THEM. The SEC has engaged in a massive criminal obstruction scheme that is ongoing to protect NITE/VIRT. As a direct result of this corrupt, criminal scheme the investing public is put at risk, NITE/VIRT is insolvent again/always, Handler/Jefferies benefit, my rights as a whistleblower have been egregiously abused, Kamensky's life is ruined. The SEC/SDNY is making a mockery of your respective courts. Worse: the SEC and SDNY are committing a massive and well known FRAUD on your respective courts. The true character of Handler/ Jefferies as well as the corrupt relationship the SEC has with Handler/Jefferies must be disclosed to Mr Kamensky. Any verdict without these disclosures is a known miscarriage of justice. https://www.lexology.com/library/detailaspx?g=9e2b4e49-See2-48f6-b8c7-03d39d02b5ca SEC ordered to produce Brady and Giglio materials due to joint investigation with U.S. Attorney's office - Lexology A district court ordered the SEC to produce material solely in its possession to a defendant in a parallel criminal prosecution by the U.S. Attorney... www.lexology.com Mr Kamensky WILL have my information. Mr Kamensky WILL have justice. The SEC/Handler/Jefferies/Cifu corrupt criminal relationship and ongoing frauds on the public will be exposed and ENDED. Regards, Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Saturday, September 12, 2020 8:23 AM EFTA00067721 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judges Cave and Jones, The SEC corruption goes well beyond just Handler/Jefferies/NITE. My research: I developed a template. I would search NITE top traded OTCM shells. From there: Derivatives. I have filed several separate but related TCR's based on that information. The SEC has brought several actions related to my 2013 Knight TCR with Berger: Hanover/Magna, JMJ,Keener, Hicks, Fife,UBSS, and FINRA's NITE Nov 2016 Rule 204 complaint. ALL my information. In addition: FINRA brought a complaint against Brown Brothers Harriman AFTER the SEC was in possession of my information for almost a year. That complaint IS also my information. New SEC NY Richard Best brought that FINRA complaint. ALL of the entities are un named. WHY? Per the complaint: BBH delivered 80%+ of the trades to executing BD's/MM's. NITE as the #1 trader in the space would most certainly have executed BBH trades converting worthless certs to real money. The BBH complaint also cites un named Swiss Banks and FFI's. As a result of exposing these frauds the SEC/FINRA no longer allow searches of OTCM share volume by Market Maker. Further, Cifu,Handler,the SEC have allowed the post VIRT/KCG: NITE to no longer disclose these share volumes in any SEC filings NOR SEC reviewed investor presentations. Has NITE exited this business? ABSOLUTELY not. It is and always has been the DRIVER of NITE trading profits. Virtually riskless albeit illegal. The investing public is intentionally misled as to the true, core business of NITE. The August 1 2012 "glitch" proved my allegations that Knight was insolvent. Knight had to raise virtually the entire "glitch" loss despite claiming to have a "highly liquid balance sheet". The accounting fraud is a result of the illegal naked shorting. The SEC,Handler,Jefferies et al "glitch" and bailout wasn't JUST a cover up of a massive SEC failure to protect the investing public however. The 2012 "glitch" was the first of many cover ups so that this massive fraud on the public can continue. Per previous correspondence and the extensive record with the SEC: As with the "glitch" ALL participants KNEW exactly the NITE core business and accounting fraud at NITE in 2017 had not changed. As the record clearly shows: NITE was engaged in abusive naked shorting OTCM (and other) money laundering shells immediately prior to the VIRT/KCG merger closing. Many of the same players in the 2017 "glitch" as the 2012 "glitch". JPM,GS,JEF/Handler, and Jay Clayton Sull Crom colleague Jared Fishman. How did the VIRT/KCG merger get approved in the face of the overwhelming evidence I provided? The same way the 2013 Knight/Getco reverse merger got approved: SEC criminal obstruction. In 2017 the SEC,Cifu,Handler wrote down 4 billion+ Naked short fails immediately prior to the VIRT/KCG deal closing. These fraud "assets" were sitting on the KCG balance sheet and used to calculate the grossly inflated tangible book value used in the KCG acquisition price. KCG was grossly insolvent. ALL participants and the SEC knew this. The primary beneficiary of this fraud: Handler/Jefferies. In 1Q2020 I alerted the SEC that absolutely nothing had changed. NITE reported a receivable of 2.5 BILLION+. This was up 90% sequentially. HUGE red flags. No investigation. In 2Q2020 the receivable had fallen by just $100 mil from lia. Meaning: The 1Q receivable would have zeroed out within days of March 312020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31receivable was NEVER zeroed out as is required by law. Further, the fails listed as "assets" are a fraud. More accurately: liability. AND there is nothing in the receivable that can be converted into cash for company use. There are prior commitments: settlement. Combine this with the THIRD CFO in a year and you have the makings of ANOTHER "glitch" As I've told the SEC: HFT holdings:seconds. No receivable there. DMM? KCG sold theirs in 2016. So that leaves the VIRT DMM. Even AFTER the massive 2Q2017 Cifu/Handler/SEC write down, the receivable is up more than 6X from the last VIRT stand alone 2Q2017. AGAIN the effects of the core NITE illegal activity. So, what has changed since August 1 2012? Absolutely nothing. This is an ongoing, massive fraud perpetrated on the American people. Well orchestrated by the SEC,Handler/Jefferies,Sull Crom et al. EFTA00067722 Did Clayton recuse himself from my Award denial? Did Clayton recuse himself from the VIRT/KCG approval? Did Clayton EVER disclose his Sull Crom NITE conflicts? The answer can be found in the very carefully structured complaints against several entities in my 2013 and derivative TCR's: NONE of the activity in these SEC/FINRA complaints takes place without a willing, executing BD/MM converting worthless certs into real money. The #1 trader in the space: NITE. Yet, you won't find NITE in ANY of these complaints. As far as the SEC is concerned: :"penny stock trading fairies". The corrupt, criminal SEC/Handler/Jefferies relationship explained. I offer AGAIN to fly to SEC DC HQ or NY Office on my own dime to have the best and brightest at the SEC rip me apart and refute my extremely serious allegations 1 by 1. Bring the SDNY too. Better yet: RE forward my information to Handler,Cifu et al. I know they have already seen it from the SEC. I still have yet to be sued by ANYONE related to my information. The Opco Denial Award is also further evidence of SEC criminal obstruction. A gross mishandling of my information to both bring strategic complaints while protecting the criminal entity NITE. Ms Norberg has created some of the most extraordinary reasons for denying my award. The best so far: "SEC investigators never saw my information". An acknowledgement of SEC criminal Obstruction. It is the job of the OWB exclusively and explicitly to distribute whistleblower information within the SEC. A whistleblower has no way of knowing WHO at the SEC is working on a case. Further, despite my request for Norberg to produce the entirety of my extensive record with the SEC, she failed to do so. What was the denial in Opco based on? The SEC, Clayton, Handler, Jefferies, NITE et al ongoing massive fraud on the public must continue. So it does. Mr Kamensky must have my information. This massive fraud on the public MUST end. ALL of it Per the extensive record and my derivative TCR's: It isn't just NITE,Cifu,Handler,Jefferies et al the SEC is protecting. Is it Jane? Regards, Christopher J Dilorio Whistleblower From: Chris Dilorio e > Sent: Tuesday, July 7, 2020 6:09 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00067723 Janey, MORE EXTRAORDINARY SEC corruption and criminal obstruction designed to protect criminals and screw whistleblowers like me. Despite my very generous 4 day offer to produce the entire record which is the basis of my award application/denial/appeal AND REQUIRED by the statute I have referenced: 240.21F-12 "Materials that may form the basis of an award determination and that may comprise the record on appeal", The several hundred e mails I have sent you, Hoecker et al MUST be part of this record. Janey, you failed to produce this record. As I made clear: my 6/23/2020 emails to you Hoecker, SEC commissioners were merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several hundred e mails sent to you, Hoecker et al. These e mails SHOULD be the record. You failed to produce the record. Which begs the question: WHAT "record" was used to determine the SEC preliminary denial exactly IF the SEC can't produce the record? The preliminary denial was completely fabricated and must be reversed. But, it doesn't end there: per my 6/23/2020 summary based on several hundred e mails sent to the SEC, the RECORD of EXTRAORDINARY corrupt obstruction designed to protect criminals and screw whistleblowers is not confined to Opco,NITE,UBSS,Sason,Keener etc etc etc. I have filed 2 TCR's with the OWB related to the money laundering/transaction laundering/Putin/Rakishev/Trump/Kushner/Alfa/Crede/Peizer/Milken/Hapoalim/SBNY/CardWorks/ESQ/WireCa rd/AQR etc etc etc fraud known as Net Element. For YEARS the SEC has been in possession of not just my TCR's but HUNDREDS of e mails supporting my TCR's comprising the extensive record. Here again, the SEC is covering up a MASSIVE fraud perpetrated on the public and well within even the grossly corrupt SEC ability to shut down the fraud IF they had used my information to execute its mandate to do so. Instead, the SEC obstructed a thorough investigation. Per my previous e mails: the record: NETE claimed to be a payment processing entity. Claiming further to process BILLIONS of dollars worth of transactions every year. Its subsidiary Pay Online is linked to the massive fraud Wire Card. How's the SEC Wire Card investigation coming along? For years, based on my extensive financials research and other research, I pleaded and pleaded with the SEC to shut down this massive fraud. They did