EFTA01453165.pdf

From: Amanda Kirby Sent: 3/13/2014 3:57:02 PM To: Jay Lipman CC: Paul Morris • Tazia Smith Subject: Re: TOMS Capital - Onboarding Package Ili Attachments: pic12448.gif; pic22906.gif; pic17724.gif; pic09848.gif; pic20203.gif; pic01036.gif; pic24688.gif Classification: For internal use only Thank you very much, Jay Kind regards, Amanda Kirby (Embedded image moved to file: pic12448.gif) Amanda Kirby Associate Deutsche Bank Trust company Americas Deutsche Asset & wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax + Email (Embedded image moved to file: pic22906.gif) Securities offered through Deutsche Bank securities Inc. From: Jay Lipman/ To: Amanda Kirb Cc: Paul Morris Date: 03/13/2014 03:55 PM Subject: TOMS Capital - Onboarding Package [I] classification: For internal use only Amanda, Attached, please find the necessary paperwork to begin the Capital Markets on-boarding process with the Key client Partners (KCP). I have included completion instructions below and highlighted relevant areas on the forms. In addition to the completed paperwork, we will also need: 1) current copies of ID's for all Authorized Individuals 2) Executed operating Agreement (that identifies trading authority and ownership breakdown) 3) certificate of Good standing (dated within past year) Please do not hesitate to let me know if you have any questions. KCP Documents QIB Letter (not required but recommended) - All information at the end of pg 2 must be completed and signed.one required for Each entity [attachment "Q_-_Qualified_Institutional_Buyer_Certification_Letter.pdf" CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 110629 CONFIDENTIAL SDNY_GM_00256813 EFTA01453165