EFTA01376993.pdf

From: Zbynek Kozelsky Sent: 6/14/2016 4:55:31PM To: Andrew King CC: Stewart Oldfield Subject: RE: Approval Needed - List of Preferreds Guys, Are we doing business with Epstein? This is a KCP client, why is ISG involved with the client? Thanks Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bath Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue. 26th Floor New York. NY 10154 AI trade execution information contained herein is being provided as an accommodation at you request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bath is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error). please notify the sender immediately and delete the email from your computer. Any unauthorized copying, disclosure or distribution of the material in this email is prohibited. From: Andrew King Sent: Friday, June 10, 2016 3:22 PM To: Zbynek Kozelsky Cc: Stewart Oldfield Subject: Approval Needed - List of Preferreds Ziggy, I've attached a list of preferred equities that was asked for by Richard Kahn; the CFO for Southern Financial, which is an investment entity for the personal wealth of Jeffrey Epstein (one of Stew Oldfield's clients). The list isn't a recommendation. Instead, it is a list of commonly traded preferred equities, which Richard and Jeffrey can select from to build their own basket. The original list was provided by Delores Rubin from STG. ISG added the preferred equity CUSIPS, the average daily volume, the Bloomberg consensus rating for the issuers' common equity, and the DB rating for the issuers' common equity columns. Bloomberg was the source of the non DB information. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073494 CONFIDENTIAL SDNY_GM_00219678 EFTA01376993