EFTA01449697.pdf

SOUTHERN FINANCIAL LLC ACCT. For the Period 8/1/13 to 8/31/13 Portfolio Activity Detail - Japanese Yen INFLOWS & OUTFLOWS Type Amount USD Currency Settle Date Selection Method Description Quantity Local Value Gain Loss USD Foreign Exchange - Inflows 828 FX Fwd Contract SETTLE FORWARD CURRENCY CONTRACT BUY JPY SELL (7,500,000.000) 7577.145 49 CAD CONTRACT RATE : 98.710000000 TRADE 5/23/13 740.325,000 00 VALUE 8/28/13 (ID: 0JPYPR-AA-9) Type Amount USD Currency Settle Date Selection Method Description Quantity Local Value Gain Loss USD Foreign Exchange - Outflows 8/28 FX Fwd Contract SETTLE FORWARD CURRENCY CONTRACT BUY CAD SELL 2,500,000.000 (2,477.099.43) JPY CONTRACT RATE : 96.810000000 TRADE 6/1013 (242,025,000.00) VALUE 828'13 00 0JPYPR-AA-9) 8/28 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY CAD SELL 5,000,000.000 (4,750,819.52) (53.438 20) JPY EXCHANGE RATE 93.880000000 DEAL 08/23/13 (469,400.000.00) VALUE 05/28/13 (ID: 0JPYPR-AA-9) 8/28 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL 297,447.510 (297,447.51) 1,659.17 JPY EXCHANGE RATE 97.160000000 DEAL 06/27/13 (28,900.000.00) VALUE 08:28113 (ID 0JPYPR-AA-9) Total Foreign Exchange - Outflows ($7,626,366.46) ($51,779.03) J. P. Morgan Account W91850003 Page 40 of 48 Consolidated Statement Page 43 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0105151 CONFIDENTIAL SDNY_GM_00251335 EFTA01449697