EFTA01390421.pdf

4. ;Branch Supervisor' means the ineneger of the brunch lilacs et which fl ints Accoumialisiere maintained. 5. 'Cash Swoop Options' moons the program through WNCh certain uninvested cosh balances In eligible Accountlsi will be deposited automatically each day into interest.bearIng, FIRC.Insured deepens:rise accounts through 08Sfis IDP or into an available money medial mutual fund until Client Invest) those balances or below:rot ma otherwise needed to satisfy obligations arising In connection with Client's The Cub Sweep Options era described more fully m the Cosh Sweep Options Disclosure Statement, WHO will be provided to Chant under separate cover otter the Account Is opened. 6. 'DWI Privacy Statement' means the statement of DOSI's policies pertaining to gathering, protecting and maintaining the tonlidentlehty of Chem lnf ormation and)in certain limited citations, providing Client Information outside of DBSI. 7. 'Forty' or 'Parties' miens Cl lent()) and DBSI, together with its affiliates, collectiVely. ' 8. 'Restricted Securities" means securities of *corporation of which Client iseditor:tor. exact:thee officer or 10% stodtholder, or otherwise classified es a control person or Insider, or sea/hies that ere subject to any restrictions on resale (whether by Applicable Law, contrite or legend:on the security). or are not traded on or through a national securities exchange, automatod quotatioh 'Weever other nationally redo:inlaid pubushad Interdealer quotation system. 9. 'Securities and Other Property' means, but is not limited to, money, securities, financial levtrumanu end commochtts of every kind and nature end Wawacontracts and options (whether for present or future deL'veryL distributions, proceeds, products end accessions of ell property owned by the Client or In which the Client has an Interest. (THIS SPACE INTENTIONALLY LEFT BLANK) ,CI 13.ASNMCI98 017145 032813 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0094925 CONFIDENTIAL SDNY_GM_00241109 EFTA01390421