EFTA01255256.pdf

NAME SEARCHED: Southern Trust Company, Inc. PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also. all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary.): No I lit • Not Required No RDC Alert RIX I. RDC Results ® El nit NJ No Hit 0 Not Required PCR R Hit II. PCR Results No PCR Alert No information found ®Yes ❑0 No III. Negative Media BIS IV. Nan-Negative Media Result found(please see attached) Not Required V. Other Language Media No information found No information found Results? 0 Yes C81 No MB 0 Not Required VI- More than 3000 results Smanlinx Results? 0 Yes 0 No M Not Required VII. Smanlinx U Review by Legal May No information found Court Cases be Required lEl No Results VIII. Court Cases 0 Search not required Prepared by: Reena Chandwani Date: 06/15/2017 Research Analyst Instructions: 1. Review and confirm that all results are returned for your client. 2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Hubbellhttp://www.martindale.com/xp/Martindale/home.sml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation Out you have fully reviewed the research documents. For internal use only CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0021256 EFTA_00168992 EFTA01255256  Page 2 OFAC RESULTS RDC: S Cc, ,:lr.;:vIRGIN ISLANDS, 11602638 Not Alerted KYC 1790655 Southern Trust Company, U.S. Inc. PCR: C20170637908754 Southern Trust Company, Inc. 12889707 NCA customised Auto-Closed No-Hit 15106/20 I 7 BIS RESULTS Negative Media: No information found Non-Negative Media: Tendersbiz January 3, 2017 Tuesday Tender Notice: SOUTHERN TRUST COMPANY, INC. Seeks "Office Supplies ,Bottled Water,Computer Equipment ,Printing Services,Overnight Postal Services" LENGTH: 159 words DATELINE: United States Virgin Islands United States Virgin Islands, Jan. 3 -- SOUTHERN TRUST COMPANY, INC. has posted a tender notice for "Office Supplies ,Bottled Water,Computer Equipment ,Printing Services,Overnight Postal Services." Tender Details: Tenders are invited for Office Supplies ,Bottled Water,Computer Equipment ,Printing Services,Overnight Postal Services ,Legal Services, Insurance Services ,It Services,Pest Control Services ,Air Conditioning Services,Internet Access ,Alarm System Services,Business Center/Copier Services ,Telecommunications Services. For internal use only SDNY_GM_00058433 CONFIDENTIAL - PURSUANT TO FED. R.QC.)N(F IDENTIAL DB-SDNY-0021257 EFTA_00168993 EFTA01255257  Page 3 Tender Notice: SOUTHERN TRUST COMPANY, INC. Seeks "Office Supplies ,Bottled Water,Computer Equipment ,Printing Services,Overnight Postal Services" Tendersbiz January 3, 2017 Tuesday Financier: Self Financed Competition Type: ICB. The expression of interest should be received by Jan. 10. Purchaser's contact details: 116 King Street, FrederikstedSt. Croix, Virgin Islands 00840Tel: +1(340) 773-6499Attn: Lucas Pascal. Published by HT Syndication with permission from Tendersbiz. For any query with respect to this article or any other content requirement, please contact Editor at [email protected] LOAD-DATE: January 6, 2017 LANGUAGE: ENGLISH PUBLICATION-TYPE: Web Publication Copyright 2017 TendersBiz Business Solutions All Rights Reserved tbig.dlatbawaba Tenders Monitor Africa-Asia January 3, 2017 Tuesday Office Supplies ,Bottled Water,Computer Equipment ,Printing Services,Overnight Postal Services LENGTH: 119 words Company : SOUTHERN TRUST COMPANY, INC. Address : 116 King Street, Frederiksted St. Croix, Virgin Islands 00840 Tel: +1(340) 773-6499 Attn: Lucas Pascal Country : United States Virgin Islands Location : United States Virgin Islands For internal use only SDNY_GM_00058434 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0021258 EFTA_00I 68994 EFTA01255258  Page 4 Office Supplies ,Bottled Water,Computer Equipment ,Printing Services,Overnight Postal Services Tenders Monitor Africa-Asia January 3, 2017 Tuesday Dead line : 2017-01-10 Local International : International Funding Agency : No Description : Tenders are invited for Office Supplies ,Bottled Water,Computer Equipment ,Printing Services,Overnight Postal Services ,Legal Services,Insurance Services ,It Services,Pest Control Services ,Air Conditioning Services,Internet Access ,Alarm System Services,Business Center/Copier Services ,Telecommunications Services. Document : http://www.bidsinfo.com /adminexe/documents/0- VR84022x18JAN1702H547O.htm LOAD-DATE: January 4, 2017 LANGUAGE: ENGLISH PUBLICATION-TYPE: Newspaper JOURNAL-CODE: 2106 Copyright 2017 Al Bawaba. Provided by Syndigate Media Inc. All Rights Reserved Other Language Media: No information found Public Record: More than 3000 results (Please provide more information) D&B: No information found LEGAL RESULTS: Court Cases: No information found For internal use only SDNY_GM_00058435 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0021259 EFTA_00168995 EFTA01255259