EFTA01197601.pdf

From: Vahe Stepanian < To: jeevacation(iexmail.com Cc: , Paul Morris Nay Gupta < , Vinit Sahni Subject: Trade Report 7/16/14 fa Date: Wed, 16 Jul 2014 17:28:28 +0000 Inline-Images: unnamed; unnamed(1); unnamed(2); unnamed(3) Classification: Confidential Thank you Jeffrey. Today you executed the following: S 1,450 JPM @ $58.893 We'll be back to you next week on JPM. Vahe Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management Email All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement. and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. From: "jeffrey E7 <[email protected]> To: Vah Date: 07/16/2014 01:22 PM Subject: Re: JPM Position Yes On Wednesday, July 16, 2014, Vahe Stepanian wrote: Classification: Confidential Good Afternoon Jeffrey, Just spoke to Rich - he mentioned that you would like to sell 10% of your JPM holdings each week for EFTA01197601 the next 10 weeks. Current position = 14,503 JPM shares Goal = Sell 1450/week for 10 weeks Week 1: July 14th Week 10: Sept. 15th Ok to sell 1450 shares today with JPM up $0.69 to $58.96? Chart below for your convenience. Thank you, Vahe JPM US $ T 58.96 +.69 T58.95 /58.96N 20x51 ..11 At 13:15 Vol 10,894,749 0 58.517 H 58.98D L 58.31Z Val 639.993M JPM US Equity 95) Save As 9Q Actions- 9h Edit - 910 Table larrerril 07/16/2013 07/16/2014 Last Price n Line In :: Compare i'Dy. ::vcs === Volume 1D 3D 1M 6M YTD 1? SY Flax Daily • 6`:; Security/Study M Event i • Last Price 58.96 T High on 03/24/14 61.07 '- Average 55.691 1. Low on 09/24/13 50.32 . 60.00 "gal 58.00 ▪ 56.00 .54.00 . 52.00 50.00 pm Volume 0.8 M .40M `• SMAVG 15) 14.7 Ft iill hillIIIIIIIIIIIIIII illlIIIIIIIIIIIIIIiIIIIIiiihil IIIIIIIi Il o j Au III No Dec Jan Feb Mar AP M IIIIIIIIIII hIIIII IIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIL'il Jun a 0 4 Australia 61 2 9777 8600 Brazil 5511 3048 4500 Europe 44 20 7330 7500 Germany 49 69 9204 12 0 Hong Kong 852 2977 6000 Japan 81 3 3201 8900 Singapore 65 6212 1000 U.S. 1 212 318 2000 Copyright 2014 Bloomberg Finance SN 264224 EDT GMT-4:00 H653-5263-3 16-Jul-2014 13:15:24 EFTA01197602  US Equity 96) Export to Excel 971 Feedback Histonca rice 3Ptiorgan Chase & Co High 61.07 03/24/14 Range 07/16/2013 O - 07/16/2014 Period 0 Low 50.32 09/24/13 Market Last Price a Volume Currency Avg 55.691 17,850,442 New Dense (HP) a Net Chg 3.95 7.18% r —bate Last Pncer— rourner elute Cast Price Volum -ast Pricer vroume 1 F 07/18/14 F 06/27/14 57.53 10,178,566 F 06/06/14 56.97 15,399,844 1 07/17/14 T 06/26/14 57.39 11,854,641 06/05/14 56.63 16,804,644 W 07/16/14 58.96 10,865,787W 06/25/14 57.53 14,843 9000 06/04/14 55.68 9,728,053 1 07/15/14 58.27 36,219,126 T 06/24/14 57.42 12,323,3201T 06/03/14 55.60 9,132,297 M 07/14/14 56.29 14,011,991 M 06/23/14 58.19 16,009,479 M 06/02/14 55.35 9,440,042 I I F I 07/11/14 55.80 10,236,860 F 06/20/14 57.55 17,126,425 F 05/30/14 55.57 11,991,312 T 07/10/14 55.56 12,436,589 T 06/19/14 57.30 11,624,383!T 05/29/14 55.72 11,741,707 W 07/09/14 56.02 10,914,251 W 06/18/14 57.78 13,737,143W1 05/28/14 55.45 11,374,958 T 07/08/14 55.76 18,345,729 T 06/17/14 57.42 11,200,52211 05/27/14 55.14 14,503,732 M 07/07/14 56.67 13,918,743 M 06/16/14 56.87 11,199,075 M 05/26/14 I I F 07/04/14 F 06/13/14 57.04 12,044,435 F I 05/23/14 54.53 10,878,697 T1 07/03/14 57.05 12,599,842 T 06/12/14 57.04 11,677,91111 05/22/14 54.55 11,801,568 14 07/02/14 56.97 19,199,260'W 06/11/14 57.27 14,232,171A 05/21/14 54.12 13,210,922 T 07/01/14 57.57 14,472,160 T 06/10/14 57.90 11,609,16911 05/20/14 53.72 16,888,227 M 06/30/14 57.62 11,549,859 M 06/09/14 57.42 12,000,038 M 05/19/14 53.83 12,068,854 II Australia 61 2 9777 8600 Brazil 5511 3048 4500 Europe 44 20 7330 7500 Germany 49 69 9204 1210 Hong Kong 852 2977 6000 Japan 81 3 3201 8900 Singapore 65 6212 1000 U.S. 1 212 318 2000 Copyright 2014 Bloomberg Finance SN 264224 EDT GMT-4.00 H653-5263-2 16-Jul-2014 13:14:47 Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement. and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible (or any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. 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Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01197604