EFTA01372870.pdf

715:2019 KYC Print M. Case Comments o records to d s0ray ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morns (Signature) 2/10/2015 Paul Morris Office Director/Business Head: Kimberly Hart (Signature) 2110/2015 Kimberly Hart Regkonal Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) Yoonsun Chung Yoonsun Chung 2/11/2015 Gwen Hill Gwen HA 2/11/2015 LATAM/ INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (GMTH)/Sub- (Signature) Market Team Head (SMTH): AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTHMANAGEMENTPOLICYSTATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests ofits clients. To do so. Client Facing Professionals!(I) (CFP S) should establish and maintain business relationships only withpersons who satisfy our high standards ofsuitability. background and character. Due diligence obtained on the client must be appropriately documentedby the CFP. It is the responsibility ofCFP's to demonstrate that they know their client both at the inception ofa relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best ofmy knowledge and beliefthe above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part ofthe client(s) and that I have followedall the procedures relating to account opening as described in the PWM Americas Procedures and the PWMGlobalKYCPolicy (I) Client Facing Professionals (CFP &) include: Relationship Managers. Wealth Advisors. Product Officers, Brokers. Client Managers. etc. r Deutsche Bank America New York rigij https://dbforeepb.my.salestorce.comiservlet,sendet Integration?'id =0 I N 3000000009Di&eid.50060000001c Nly&ic= 18,link TokensVmpFPSzNakF4T1... 25/25 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066771 CONFIDENTIAL SDNY GM_00212955 EFTA01372870