EFTA01362995.pdf

From: Nina Tona Sent: 4/17/2018 8:32:04 AM To: Mathew Negus immy-H Xu ; Xavier Avila Akash Malhotra CC: Joe Aglione Ian Salters Pankaj-A Chopra NCAOTC Derivatives ; Martin Zeman Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] Classification: For Internal use only Mat — let me know if I can help you with this. Thank you Nina Tona KCP products and services ore intended and available onlyfor persons who ore sophisticatedinstitutionalinvestors within the meaning of the FINRA Rule 4512(O(3), and who are capable of evolve:mg the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions ore subject to reksont internal approvals ofMI°, Its affiliates prior to extorton, and the execution of any transaction or Idea discussed herein n conditional on your Decorum a client of Deutsche Bank Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly an a non- advisory basis. The KCPAmencos desk does not provide investment advice. The information set forth herein is confidentiot and personal to you and is being presentedfor your information andfor discussion purposes only. Any reproduction ond/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any !KOOK binding obligation on the port of oast or any of its affiliates. From: Mathew Negus Sent: Tuesday, April 17 2018 7'11 AM To: Jimmy-H Xu ; Xavier Avila a; Akash Malhotra c: oe tone 1 an a ters Nina Tona Pankaj-A Cho r ra ; NCA • Te Denyanyes ; Martin Zeman a opals c~~ , Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] I'll check who should handle the product extension to FFT. I expect it will be the US team. Jimmy, FYI, I still see mostly London as the primary adoption location for OTC Derivs. Best, Mathew From: Jimmy-H Xu Date: Tuesday. Air 17. 2018, 2:53 AM To: Xavier Avila Mathew N s , Akash Malhotra Cc: Joc Aglione Pankaj-A Cho ra pala u ject: WIC SOUTHFINANMD_Southem Financial, LLC_FFT Location ill CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052781 CONFIDENTIAL SONY GM_001989135 EFTA01362995