EFTA01521458.pdf

GHISLAINE MAXWELL ACCT. For the Period 11/1/12 to 11/30/12 Portfolio Activity Summary - U S Dollar Current Year-To-Date Cost Adjustments Period Value Value' Amortization (2,963.83) Cod Adjustments 9,237.41 Total Cost Adjustments $0.00 $8,273.58 ' Year to date information is calculated on a calendar year basis ▪ Your accounts standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Type Quantity Per Unit PRINCIPAL INCOME Settle Date Selection Method Description Amount Amount Amount 11/1 Interest Income DEPOSIT SWEEP INTEREST FOR OCT. @ .01% RATE ON 49.50 NET AVG COLLECTED BALANCE OF $5,844,432.41 AS OF 11,01/12 11/1 Interest Income COUNTRYWIDE CAPITAL V 7% PFD @ 0.4375 PER SHARE 4,200.000 0.438 1,837.50 (ID: 222388-20-9) 11/13 Corporate Interest GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE 50,000.000 0.002 81.46 NOTE MAY 11 2018 DTD 05/11/2007 (ID: 36962G-2V-5) 11/15 Corporate Interest BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 150,000.000 0.018 2,700.00 15 2016 DTO 11/04/2010 (ID: 06050W-DW-2) 11/21 ON Domed APACHE CORP @ 0.17 PER SHARE (ID: 037411-10-5) 95.000 0.17 18.15 JP Morgan Page 18 of 32 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048843 Chase CONFIDENTIAL SDNY_GM_00318041 EFTA01521458