EFTA01512993.pdf

For the Period Mill to 3!31/11 Account Summary Account Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Account(s) and Net Capital Requirements FINANCIAL TRUST COMPANY, ea 1,984,919 20 1,985,029.08 mass 4 At December 31. 2010, JPMS LLC's net capital of $6.8 FINANCIAL TRUST COMPANY, INC. 33.49 33.49 0.00 11 billion exceeded the minimum regulatory net capital Total Value $1,984,952.89 $1,988,082.87 $109.88 requirement of $500 million by $6.3 billion. JPMCC's net capital of $5.7 billion was approximately 6.3% of Statement Disclosures 15 aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.8 billion by $3.9 This account summary is provided for informational purposes and includes assets at different entities. billion. Complete copies of JPMS LLC's and JPMCC's individual (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"), except for exchange- audited Statement of Financial Condition may be listed options, which are held at JPMorgan Clearing Corporation ("JPMCC). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see 'Portfolio Activity Detail'. Equity securities. fixed income obtained, at no cost, by accessing the following securities, and listed options transactions are generally cleared through JPMCC. a wholly owned subsidiary of JPMS. Please see JPMorgan Chase & Co. website address: 'Additional Information About Your Accounts" at the end of the Asset Account Statement. http:llinvestor.shareholder.corrvjgmorganchaseifinancial -conclition.cfm (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfoho Activity Additionally, you may call the following toll free phone Detail". Such transactions are cleared and carried through JPMCC. number to request a hard copy of the statement: For important information regarding your accounts refer to the rear of your statement TurboTax Import Now Available For Your Investment Accounts If you utilize IMuit's TurboTax software, you can now import your tax information automatical . Please contact Private Banking Online Support at Monday-Friday 8:00 a.m.-9:00 p.m. ET Saturday and Sunday 9:00 a.m.- 5:00 p.m. to establish access. J.P. Morgan has no affiliation with TurboTax and we bear no responsibility for any information contained in their software. 00X014198000 2000001 RNAN18 2011001 Page 1 of 18 J.P.Morgan Confidential Treatment Requested by JPMorgan JPM-SDNY-00038851 Chase CONFIDENTIAL SDNY_GM_00308049 EFTA01512993