EFTA01373333.pdf

Backup details - Ganesh Balaji Bharalh-Kumar For Escalations Level I • Kadhi Level 2 - Balaji Panio-fr..-ft Pee-point --- Forwarded by Mankandan Muralidharanielb/dbcom on 12/18,2014 01:00 AM -- Dmitri Sakstdb/dbcom©DReriFX From. John Varghoso/db/dbccm©DBAMERICAS. To' CAGNY NCAR1b/dteornaDBAmericas. Mankandan MuralidharaNdbidkom@DBAPAC. Supth Shetty,db,dbcom@DBAMERICAS, USCB Cc: S-AMUdbidbcom@DBAMERICAS, Anastasia Pringloicibrdbcom, Kumud Sharmatklbcom@DBAPAC 12/17/2014 10:08 PM Dabs RE: EDD package for the RID ONB-120902 LKYCUS-3443 Parry name Southern Financial LLC (lj Subject: Classification: For Internal use only Jofin, Please note that the provided Board resolution is the document of Southern Trust Company, Inc., and not Southern Financial LLC. Therefore, the following key statements made within the document will need to be validated: • "Epstein is also the sole shareholder of Corporation" (i.e., Southern Trust Company, Inc.), and • "the Corporation is the sole member of Southern Financial LLC" In order to validate the above, please provide the following supporting documentation: • For Southern Trust Company, inc.: proof of incorporation/formation and proof of appointment of the board of directors. You will also need to identify the board members as control persons for this account since they would be controlling Southern Financial LLC through Southern Trust Company, Inc. PCR/RDC searches would also be required. • For Southern Financial LLC: Operating Agreement or other valid proof that Southern Trust Company, Inc. is the sole member of Southern Financial 11C. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0067450 CONFIDENTIAL SDNY_GM_00213634 EFTA01373333