EFTA01456417.pdf

17 Jan 2015 Page 2 Of 2 Deutache Bank AO SOUTHERN FINANCIAL, LLC FX - Options Settlement Not. Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) Vai".2724.?L SOUTHERN FxEuroCpt 12-Aug-2014 12-Aug-2015 14-Aug-2015 75000.03000 USD (462000.000.00) CM-I SHORT EUROPEAN PUT 6160"0 04.503.311 s344523?-5 FINANCIAL. LW Subtotal (44,503 3' • Commodities • Index Derivatives Settlement NotCcy Trade ID Counterpart' Trade Type Trade Date Maturity Date Date Long/ Shod Option Style Put/ Call Ref. Entity NotAnt 1 1 Strike Price MTM(USD) 4541976591 SOUTHERN CanmoclitySwapIck 13Jan-2015 13-Jan-2016 15. n•2016 SHORT VOLSS_CL_USD (10.CCO.09003) USD 2558709 306.458.42 926017511 FlIAls.CIAL. LW Subtotal: 3 2:58 42 Istiat 261,955.11 Statement ID The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0115596 CONFIDENTIAL SDNY_GM_00261780 EFTA01456417