EFTA01458513.pdf

From: Paul Morris Sent: 10/7/201512:55:15 PM To: Vahe Stepanian Jj Litchford CC: Mane Dwyer Subject: RE: SFL and Gratitude America Ltd IC] Vahe do we really need a full KCP account for this? ---Original Message--- From: Vahe Stepanian Sent: Wednesday, October 07, 2015 12:51 PM Eastern Standard Time To: Jj Litchford Cc: Mane Dwyer; Paul Morris Subject: FW: SFL and Gratitude America Ltd [C] Classification: Confidential JJ - Rich Kahn just called us back. He would like to proceed with opening a Pershing account on the KCP desk for Gratitude to hold the GILD stock. Can you please send over all of the relevant KYC dots you have on your end as it relates to this particular entity? We would like to take a look before we send Rich a list of documentation required to open the new acct. Thank you. Vahe —Original Message— From: Vahe Stepanian Sent: Tuesday, October 06, 2015 9:07 AM To: Richard Kahn': Jj Litchford Cc: Darren Indyke: Jeanne Brennan: Arian Dryer Subject: RE: SFL and Gratitude America Ltd ICI Classification: Confidential Rich - adding Ari. We'll take a look this morning and be back to you. Thanks. Vahe ---Original Message— From: Richard Kahn la Sent: Tuesday. October 06.2015 9:01 AM To: Jj Litchford: Vahe Stepanian Cc: Darren Indyke; Jeanne Brennan Subject: re: SFL and Gratitude America Ltd Jeffrey would like to transfer 100.000 of Gilead Stock (approximately 1050-1100 shares) to Gratitude I believe we only have checking and savings account for Gratitude at DB Please advise what we need to do to make this happen ASAP Thank you Rich CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0118463 CONFIDENTIAL SDNY GM_00264647 EFTA01458513