EFTA01325261.pdf

WARN nature. as wialitv Ova= SUISINARY 011231 statvreoo YOUR ACCOUNT lint Boss &moon On, Bun Swann A Ca. Inc. BEAR 383 Madinin Avenue Ong seassgsel Onnes Knits limns" X. Yea till nag STERNS New Yoh. Now Vint 10179 PrIANCI4L IMAM CO INC AIX0134/13/111int ONMAGOVTFIONT) STATEMENT PERIOD October I .2001 VIM OUR WIWI% wolobasniteanwoon THROUGH October 90.9004 AIXOLOIT MACR What's In Thls Statement TOCPM114 NISIBEFI Oa Plo LOST STMEI/Oft lianowebog 90.9004 Financial Summary 3 FINANCIAL TRUST CO NW Your Porifolio Holding* 4 GEl 3111: 107i EPS11:IN nunsaction Mang 7 8100 NED HI )1i B3 STTHONIAS VI 001102 Your Portfolio at a Glance Market Value of Your Portfolio Ca,hA 110.iiirit till ,i " "Mu. vAuA or s•ruturn, ma, PAIU00 11,668,059 IMO Arm un ucn tmr 106,74. Posed 11.688.05.9 laktiannAsinanalthaislislinsizlialdahlgia 013-003 8 17 ICICIN7REINT BALANCE 334,039 tuns, st :tans. ECIIM TS PERIOD $12,027,839 in law •thwo•tii own.' wt.. ICKTINUTIV IASTRO11130NT 12,666,300 CHANGESINCEIA8ThINTINNT •628,620 There an• no -Slop Ia.. olden or other pending buy or sell open *Men on file for your Recount Thai lava, is w Syl:mMIOsgi tann grn n wetted mato omen SIN T. uncorn owid be towedkr pia ,eweis Sow rowne son b now/ r/v -•atoco SDNY_GM_02743107 EFTA_00229754 EFTA01325261  WARN 11110=4 ITS WICILLY OWi SLOSPARY Oen eras Suwon CU. P. Mairmel Cos. )I.- liesal.s. Y 11101 ails FINANCIAL IRMIT CO INC 2 e t4 STATEMENT BACKER IS PRINTED ON THIS PAGE SDNY_GM_02743108 EFTA_00229755 EFTA01325262  =WO 114110uhr ITS WI•01.1, OWi0 SUISPARY MICE at:22nm 1/3111ACCOIRIT W m *ono Stoma. Co. Bash Swann & C.. Inc. BEAR 383 Msdiaen Avenue • 1440.444k Comm.11.01I 1144414.s. /44. tea 111011614 STEARNS N.. Yoh. New York 10179 itgAMCIAL 1RUiT CO INC 3n„ STATEMENT P Onober 1.3001 THR0110M 01101141, 30.9004 ACCOLOIT MAWR Cash Flow Analysis Income Summary W1WW.111 Nugent Ow Pio 1101 1.011)0 1l P1:11.130 WA MOAN UST STATEVO0 Sorwohor 30.2004 11.8. Geis Bond ht 6,868.13 375,363.60 OpanInollolane• $349.63055 Gott. Agency Mt 702.222.04 8.568.849.34 Seturthes 8614 150.542.411 97 Carp. Band ht. 152.338.86 1,870,249.99 Diddendelnlarein 861.588.48 Credit Balarate Mt 159.45 1.022.46 Amount Crodttod Ream Repurchase Mt 11,58119 259,348.22 $151,404.000.45 Total 9973.170.27 $11.067.113341 Bauchi 451.238.763.30 Band Puhhair• Mt 45,766.57 -1468,313.77 Yund• Withdrawn .71,518.00 Skeen Mt Paid 0.00 4,770.70 Ditichondivintennit Ownrird .55.768.57 Repute/an Mt by. -17.341.42 209.055.33 Mien11a nee Ale .53,343.75 Amount DolMod 9.191,819,32142 Net Cash Atthlty -15.521.17 Portfolio Composition Cloolno Balance $334,039.311 l'ashiL'arh Yawn-Alen, 334.039 Your Portfolio Allocation Wind 'wen. 11.588.059 Tau $11,922,098 Ceah& 014uivalrnti Cash Balance Summary 2% 0404040 Ole g@ Mango 349.430.55 334.039.38 Na Cash Sebum 2349,43035 2338,039.38 tinted gown threw Ate berwee redo- net sedan wine tar akcalcriptetorage sewed Ova I'. Wish n1.14.44 SurY nu pates MT 1•134004:11.00 001 no, SDNY_GM_02743109 EFTA_00229756 EFTA01325263  U AW° 1141041114 ITS W1401LY OM= SUISOVARY ant s1TY9•NO loot MXOWT ▪ A•s ern. Suwon ON. Ran, beanie & Co. Inc. BEAR 383 %Wien Avenue 0—lismneli Cos, snub M•La N.e tea mei awls STEARNS New WEL New YOrt 10179 PLWANICIAL 1RIEIT CO INC 4 .e STATEMENT PERIO0 amber 1.3001 THROUGH October 39.9004 Your Portfolio Holdings ACCOLNT NURSER CASH & CASH EQUIVALENTS TAXPAYER KAMA (WRY UST STATEWERT 5Rewobte 30.2004 Wain MOO= Mar SnenCelvtair 48WelliT Part Van MOILIN ROMS VELD nil uw RAIANCE 33.1.039 TOTAL CASH 6 CASH EOUIVMEWS $334,039 FIXED INCOME Government & Agency Obligations ROM ROOM 112011112) 01111112.7 Pexentro. 111110110.9411. Yet 041911116 MINX NOM Van OREN881. mammon lOb IY, 1131.3W, 110/111LOAN MTh CORP 31393FAF3 MRON 10,449.919 9.4102 1.647.909 35.376 909.851 59.7161 SPAIN 2530 CUSS SR DAM) DATE 10/11/02 114.10141241112 ONLY DOE02/15/2032 5.130% FACTOR. .97416139 IIMERAL HOME LOAN MO CORP 3139390116 MRON 7,050.240 6.6764 606,306 14,070 301.906 59.7941 901819090 CLASS SI DA1TD DAM 10401/02 BOOK ENTRY ONLY DUR02/15/7032 1.1301 FACTOR .97116431 FEDERAL NATIONAL MIG ASSN 3136 PALQ1 MRON 4,041,412 04.9063 3.431,471 3 40 0.0012 211110, MTO SPAWN 322 CL PO DATEO DATE 03X.. 1002 BOOK 124111Y ONLY wain," inn .001% FACTOR . 1.00000000 PEOCRAL HOME IDA/4 MT) come 31392111M MRON 14,314,002 11.11911 1,114,131 21,119 729,199 69.1919 SIMS 2403 0. 0E DA1TD DATE117.112/02 BOOK MIRY ONLY DIMS03/15/2032 3.130% VAC= • 02i SDNY_GM_02743110 EFTA_00229757 EFTA01325264  DAMN 11110112.41 ITS MOLLY OWl9 SUMMARY 0.11111 sown; 1431411 ACCOUNT &at draw Soon. Co. Bow, Swann & Ca. Inc. BEAR 383 Madison A.• nue lisirmeli 114441.s. 4. Cos. )1•20 tea 11203 2•411 STEARNS NI. 9404. N.., Wit 10179 FINANCIAL IRUIIT CO NC 5.111 STAMM? P681)0 Onober 1.2001 THROUGH Orator 29.2004 Your Portfolio Holdings (continued) ACCOLMT NUMBER • 1AMMII1 KAMM Oa 1 114 LIST SUMMIT 8440440444 30. 2004 Government & Agency ObligatIOns Ivontilue411 ;OCT Maw mrimstro CliRkeTT 1201004.€4t0t rat rat YAM= Vaal 0021•102 AATVAL 4,11)414. VIEW 00 IVIMICAl. NAT1ONAI. Ma: ASSN 31393(7208 MRON 14,492,481 9.1210 1,212,686 8,271 711.117 66 0459 4413/124 2003•49 C1ASS SW DAT12) DATE 04430403 9001/ EM MY ONLY DUE 01,5/1032 6 .067 FACTOR. .60444313 Total ClovernmeM& AgencyObligetione e&A.1.612 $16.006 $2,745,352 Corporate Bonds 34X7 MOM= CMONT 02:2'110TOX to404)4.414.44 41CMCIIIT PRIM 21.210201VALlt NOEV.41.4valax TLalal KAMNIE MAINMOS1391.14 2003.13 313923/)102 MRON 29.180,294 12.0217 3.608.447 19.6AS 1,769,155 60.4643 44 RCIMO Hilt DAMN DAM: 02.2193 ROM( mewONLY 01114 0345:2033 I. n 44. 9 Total Carpota to Bonds 23,508.447 $19.855 $1,769,155 TOTAL FIXEDINCOME 211,588,059 6105,741 24,514.507 YOUR PORIFOUOHOLOINCSACCRUED INTEREST 2105,741 YOUR POR1FOLIONOLIN NCSES71M41170 ANNUAL INCOME 54,514.507 YOUR PRICEOPORWOUOHOWINGS 211,922,098 .1144 SDNY_GM_02743111 EFTA_00229758 EFTA01325265  DAMN 1111042.8 05 WICLLY 0Wi0 51.4404ART altt sotyrem 101111 ACCOUNT Out Roans Stoma. Co. Beat, Swann & Co. Inc. BEAR 383 Medium Avenue 0—lisiemeli Cos. Pooh 114441.s. X.. tea 1140119Se STEARNS No. Yoh. New York 10179 PLWANICILL 1RIMT CO MC g SlATIVENT P64100 Oflober 1.3001 THROWN °Upbeat 90. 9004 AMCOR MAKER Repurchase and Reverse Repurchase Transactions TAXPAYER 10JVOIR bK with Bear,Steams& Co.Inc. outstanding asot date of statement LOST STATTWOO Serwobee 30.2004 6114,14.+9. glt474119 I Put DAM OATS vat ionerir WA[[ moms, cum osmium YOU PROVIDED FEDERAL 110MR WARM= CORP (MARCOS 09113204 OP104 0.000 410800800 31302=2 SERUM 2180 CLASS SQ 0.1300 03/15/32 =LI SOLD P111. M C STRIP PRDICWAL ONLY (Roth 10/12404 0100105 2.250 .9,478,400 41,900 .50,000,000 31280/16:: 101/13CUS 001110151)NT NATIONAL MID ASSOC IREPOI 10/14/04 OPIN 0.010 .44.389.002 38274PCM4 SDI® 2004.2 CLASS 8 5.3113 01/1004 YOU SOLD COWILNLIKST NATIONAL MID ASSOC 011.1.01 10120(04 11/12/04 2.070 .5,383,000 .1,860 .44,000,000 38370/987 SCRIM 2004.5 CLASS P 6.0400 02120/33 YOU BOUGHT U876 2.7800 08/15107 1REVICILSID 09/27/04 OPEN 1.400 16,097,600 21,960 16,000.000 012928C89 YOU e0UOMT U818 2.3000 09/306/4 1661018B I OMS CI 099N I 250 25.000.000 25.309 25.000.000 912026CM TOTAL REVERSE REPURCHASEIRONSACTIONS $40,037,600 $46,259 TOTAL REPURCHASEMANSACnCOS 8.74,841,001 6-13,750 'Al ell toopnav y. OIT 1091004.11sO 001 vsca SDNY_GM_02743112 EFTA_00229759 EFTA01325266  DAMN 11110112.3 ITS &ICILY 08•431511904.46 ant stwirem 101.111 ACCOUNT Out Oran* Suwon Ono Bon, Swann & Co. Inc. BEAR 383 %idiom Moue 0-P.IAmaeL Cos. Anti lunt.ve. 24A mei asols STEARNS N.. York. New Yort 10179 FINANCIAL 1RtRiT CO INC 7 on. MATEVENT PER100 Omber 1.3001 THROUGH October 99.9004 Transaction Detail ACCOLINT NURSER 12003918 666 011 RIVESIMENT ACTIVITY UST 97.01.367 Stopumbor 30.2004 $erruatolo n.rm OATS run VILOW111/11 OK.C1130111% W0410Let5IP nro new AtIOUNT CM./ Y:01,41 10204/04 10201204 DOUR? MUM/ STATES 111PABURY MUTE 912828622 25,000800 99.67031 24,892,578.13 0416/451.2006 02.373.5 VA 24 MX'R. 55.766 57 0954016192099 YEW 3.607 SW waist' , MU IM 4 02251004 Al 10/04/06 10/01/04 801D UNIIRD STAIT8 IRFASURY NM 912828CW8 -25.000.000 99.72050 24.931.610.63 0111301030/3006 02,50016 WI 31 8.868.13 ACM INC 00440 99999999 %IUD 5.647 • TO blAIIJILITY MIR REY • 02751011 Al 10/05/04 JDURNAL MIRED STA11731RIUSURY NOM 913828098 -26.000,000 25.000.000.00 Aoi IWO AC) 10.1 2,1100 00309230/06 10/07/04 MRCP& FitORRAL NATIONAL MG .438N 3130PAIDI •113,430 siva. WM DMZ 333 (3.. PO 0..101 DM0601/31 PRZ4CPAL REDUCD210.26.04 10/13/04 =PLED CAM 12484 3/4 08/14 9872250 45.000.000 311ROCALL S1RK 101.4 68 16042004 10/14/04 00/08/04 CANCEL 80J. FNMA.30NRIE434MG1D 5830000 10.000,000 101.31250 10.131.250.00 836.10/04 OLC 10811/3031 01.500% 0947000510332 REPO 20046110467720000 128 AR Or 010011204 70 CU, PIIIPAOU3 SEEL 10/14/04 09/22/04 BOUGHT ROIA.30YRIEDIA/GID 5A90000 10.000.000 101.83694 10.183.503.25 IMIT.I0(04 ME 101014034 09.500i 09570 22222222 REP 200 222222 7410000 119 10/14/04 09/08/04 SOW FNMA40213125134410113 5810000 -10,000,000 101.31250 10,131,250.00 SINT.10,06 DIA IMO I J203 I 01.500% 0957000110332 INBI • 30009067720000 159 1/01(11)4.11.00 001 •11114 SDNY_GM_02743113 EFTA_00229760 EFTA01325267  W M= 11110838 ITS MOLLY CRWARI SUISPARY OPFER stwirem rant ACCOUNT Ikat Anne Swam. Cow Ran, Swann & Co. Inc. BEAR 383 %when Avenue • lissisk Coss SA 11.441.S. p. ist 11101 SOS STEARNS New WA. New Tort 10179 PLNA3ICIAL IRINIT CO INC 8.r„ SETIVENT PERIOD °Sober 1.2001 THROUGH °Sober 39.9004 Transaction Detail (continued) 9010LET NIAMER IARMHR NYNR Own. INVESTMENT ACTIVITY (continued) UST STATENXI Avpwober 39.2004 STUN v1 WS. DArt ChM 111.00/SCTON 084CROlit4 SSISOLCIPIP MN•IMY POI; ostrasown. CMOS SWIM 10/14/04 09422914 CANCEL BUY PNMA30YRNINMA1011) 6.080009 -10.000.000 101. 10,183493.76 8R17,10104 DIE 109142034 05.60449 0967021011332 RIP 9004002257$10000 184 AS OF 09,12.44 W CM. PREY/008 BUY 10/16404 PRINCIPAL 31401.1101114IDAN NEE CORP/ 802684 3128CVUO7 285 .101.50 SERIPH 218 CL PO 941202.91/32 PRE ED 09.04 RD 10.16.04 REPO P O I 0.0000 10416404 PRINCIPAL liaNCRAL HOMIC LOAN NIUCORP 313921832 -310.730 SES 2482 CL9L 6330 04/803/16/32 PRETRIAL REDUCE. 10 v13411 10415404 PRINCIPAL RONIRAL HOMR LOAN Mt CORP 313113PAPS .372199 SPAM 2220 CUSS SR 5.530 OM 03/15/31 PRZierAl. mum 10.13.44 10/15/04 PRINCIPAL MOSUL HOME WAN MTh CORP 31303POBS •160,821 3 NUM 2534 COBS SI 1.130 DIA2024I1432 PRECPAL 'EDWIN 10.16.04 10/20/04 JOURNAL MINE MARC/40NMINS 2003.12 315.2JOIR 2 s ItC11.10 MIR 6.160 DUN 03425433 WART FM 10/23/04 PRINCIPAL FEDERAL MAMMAL WIG ASSN 3136PALQ1 113.430.30 MP STD 6401® 332 CL PO 0.001 DUBOW° I/32 PILMIPAL PAYMENT 10.26.04 10/25104 PRINCIPAL FANNIE MAE C110111311103 2003-13 313112JOICt .5111,101 S 508.101.1211 6.160 DUB03421433 PRINCEAL RIDE= 10.26.04 ul lSP..44:11.00 001 SDNY_GM_02743114 EFTA_0022976 EFTA01325268  DAMN TIOCUCH ITS wi4OLLY 0Wi0 SUPSDARY stwirm WILE ACCOUNT Ont drams S•400•• Coq Boat, Meanie 48 Co. Inc. BEAR 383 Nwliaen Avenue • lilsirmeli fl ow %nth 1144404.s. 444. tea 11403 lee STEARNS New TPA. New Wit 10179 FINANCIAL 1RINIT CO INC 9 STATEMENT' PEW00 0404ber 1.3001 THROUGH October 99. 9004 Transaction Detail (continued) ACCORD NUDGER TAXPAYER NIRMER On PS INVESTMENT ACTIVITY Dentinue4) ▪ STAT4104141 Sophmsb.44 30. 2004 MenneDIT Th MIS PAW 19.00anintt DI:WRIPT10/4 W4144.0LCIACIP OrAvnlY RIX% ECM MOM! CLOW AMIN/ 10815104 STRDICWAL Meta NATONAL NM ASSN 31393C2C8 .260,033 BERM 2003.49 CUSS SW 0.160 01E01/26/33 PRWCIPAL lUIPOLIN 1043.01 TOTAL $45,263,1911.45 970452,199.31 DEPOSITS AND WITHDRAWALS WE nAtatICIIX. 049040113N 0414R ROILY [NUM A1104.144 10107104 END WIRED MOAN OV146208 MEC WMED 10 71.618.00 REDD NATIONAL BANK MI387404020 Ca 248370 TOTAL S-7I.518.00 INTEREST OATS 004414.4411104 moan-ter RETWITIY Wu It. OMR worn. eXtOCANOUNT 10/01:04 AWi BAL 213,777RT 0.895 159.45 041 OFPXY. INIMUNT os0 10/16/04 FEDERAL HOME LOAN M1G CORP 3130ER0130 1.0000 10,68.94 IMME8 1471 COMB WT DUB03/18.1032 1.000 92109.04 8010.10.04 81590 9•1 1.0000 10/11/04 FEDERAL HOME JOAN MO CORP 22222111R2 1.1800 •8,771.74 81010211483 CUM 190E03/14/2012 8.130 84112123T PATIENT IO.13.04 SET W44 SDNY_GM_02743115 EFTA_00229762 EFTA01325269  DAMN 1111097.6 ITS MOLLY OM= 41.05401ARY 0.11111senvreoc; 1/3011 ACCOUNT Ileat Oran* Suwon Cow Beer, Swann & Ca. Inc. BEAR 383 21441.4n Annu• Na. Y•rt. Now York 10179 0-lisirmel. fl aw Snub 11.44144.. /44e tea mei awls STEARNS FINANCIAL IRIRTT CO NC 10 a STATEMENT PERIOD Omber 1.2001 1H (10n 41011e• 99.9004 Transaction Detail (continued) A0701.11171191113ER • 1/41014•111 mivOla 0•190 INTEREST (conun.odi STATEVENT 39pwobte 30.2004 DOM 00683930 11911031.415, CI1WaNY lurt Maly AWOLT4T 41111M yarn 10115,04 1.12)121AL 18/312 LOAN 1110 CORP 31392'2212 6.1300 65.829.09 SER078 2484 CLASS SQ MC03/13/2032 4.130 2.111.2/09.04 RD 10-1544 MO Pal 4.2400 1011ro a FEDERAL 110)19109N MO CORP 313939393 5.1300 79,055.51 2221105 1530 CLASS 86 00102/11,2032 5.430 2.112EST PAMIDIT 10.10.0 4 10/15634 FEDERAL 130319 WAN 1176 CORP 313933686 5.1300 31)10.15 SEISM 3524 CUBS RI 041202/15/2002 5.130 22111.10221` PAIIIIETZT 10.15.04 10/10104 GOVERNMENT31/6103147.1.3170 Al38N 30370011 5)110 155)57.54 sow 3004-2 0.888 SS 0420111412024 0.311 MILD 10.04 RD 10.14.04 REPOP•1 5.4212 10/20104 4103101.7134121T7IMITITIAL MW ASSN 30371/107 6.1980 1119.420.53 BUM 2004.3 Cl.i918 PS 01202/20,2033 5.130 fR 09434 RV 10.20.04 PEO P•1 4.1387 10/25204 FANNIE MAE CMOSERIE 1100313 313931D1C2 5.1500 1511)3124 8 510310 31.711 010:03,1:2033 4.140 1•1111U24T PA11,41:14T 10.25.04 10/26.01 FEDIAAL NATCNAL MTGN38N 313•31,2476 6.1500 51)94.00 SAWA 2003.10 COM OM 54001/23/2033 5.140 9•11;2924T P.01.11241' 10.115.04 TOTAL SS 54 720.35 429 1•04,04:11.110 001 vs44 SDNY_GM_02743116 EFTA_00229763 EFTA01325270  =AMP 11411011241 ITS WROLLY OM= SUPSOARY ant stwirem 10111 ACCOUNT WE drams Somali. CI. 0— Bear, Olean & Co. Inc. BEAR 303 Medium Avenue Cosier %nth MNa p.tea lit011•Sil STEARNS Nes York. New York 10179 FINANCIAL 1RILST CO INC 11 • STATE-KW PERIOD Omber 1.2001 THROUGH Oclollee 39. 9004 Transaction Detail (continued) ACC01.047 1MBcR •