EFTA01384306.pdf

1511Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 February 1, 2019 - February 28,2019 SOUTHERN FINANCIAL LLC ijoft 1o. o o dings Disc osur es (continued) Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. zed Gans aid Losses Current Pet al Date Date Realized Description ['kneed Acquired Designation Cisposition Method; Transaction Quantity Proceeds Cast Gaut GliniLoss Short Term EUROCURRENCY 02/07/19 02107119 Noircoverei First In First Out 1SELL 2 588 881.950 2 934 083 47 2.939.157 68 -5.074.21 Security Identifier: EUR999995 02/11/19 02107119 Noncovereic First In First Oul BUY 42 570 48 25 48.03 0.22 Total 2588,839.380 2,934,131.72 2,939,205.71 -5,073.99 CASINO, GUICHARD-PER 02107/19 09112/18 Covered first In First Out! SELL 2,500,000.000 2,874,437.69 2,907,743.60 -33,305.91 'SINS FR0011301480 4.407%08/0 Original Cost Basis: 2,907,743.60 6/S REG DTD 08/03/12 Security Identifier: Flt3LCH4 HONG KONG DOLLAR CUR 02114/19 06/01/18 Noncovered' first In First Out !SBA. 113,600.000 14,478 71 14,475 39 3.32 Security Identifier: HKD999999 02114/19 06105118 Noncoverei First In First Out !SBA 69.642 250 8,876.15 8,872 53 3.62 Total 183.242 250 23,354.86 23.347 92 6.94 Page 7 of 16 Account Number Rated ntellent Marts through Pentabos UM. • wholly *ad stn: iMSA DI Go paperless Every Year Since 2007 OMAR MITOCOMPAVNICA71O75 subsifun of The Bakal Ni. York Make Corporation OINY MAW AIX MOUE t.CCIVUrf EXCELLENCE PCISrat LLC. motto( AURA. NYSE SIPC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084418 CONFIDENTIAL SDNY_GM_00230602 EFTA01384306