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Entity Self-Certification Form
Appendix 1: Controlling Persons
Appendix 1 must be completed for each Controlling Person of the entity, but only if the entity has a tax residence
outside the United States. Please refer to the attached Guidance to the Entity Self-Certification Form which
provides assistance for you to determine the Controlling Persons and how to complete this Appendix.
Please provide details of each Conholing Person below. PleaSe Continue on a separate sheet if necessary (and attach to
this form).
fist Name LAS! NstritKah n
Rich
Data <4 Ea. C0MMIM Penes TY9ORCI. President
CounarfOnantles of Tax Residence
US
Is Conlreare Pelle', a non-US J
Yes (comerete Amanda 2i No
Benefioaryfran-US Bentfical Owner
First Wane J e ffr ey Last
Nora Epstein
Dale of Birl Cm/I.:ding Pwrim' TSPRIRat" Director
COMMYCOuntiket of Tax ReSalenee
US Virgin Islands
• Is Conflhing Person a non-US V No
Yet (Comowe APpeadis 2)
Benefckaryfnon.US Benefinal nano
Finn Name Er ika
Lag ""Kellerhals
Dale Da Controlling Panora rt,Pefftere
Secretary, Director
CounfraCounIncis of Tar Realence
US Virgin Islands
Is Controlling Person a non-US Yes (comelote rtooent
BenefinatyrnereUS Benefgal Omar?
FaSt Name Darren Last "" Indyke
Dale of Si cavadie Pim"' ILTaCats Treasurer, Director
Cowin/It-aunties cil Tax Restarts,
US
Is Calming Persona non-US
Yes (romplet• acipendni 2) no
BenofearyMon-US Beneficial Owner,
Flat Name LOA Name
Date of Dide Canoeing Parson :neater*
Country/Counties of Tile ReSAlena•
Is Centerline Person a noniUS
Yes (tar piete AapentbX 2) NO
SawfulfarylnOn-US Beemfmal Chimer,
Each Controlling Person who Is also a non-US Beneficiary/non-US Beneficial Owner must complete and sign
Appendix 2: Beneficiary/Beneficial Owner Self-Certification Form. A Controlling Person who is a Beneficial Owner
with a tax residence solely in the United States is not required to complete and sign Appendix 2.
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CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0031498
CONFIDENTIAL SDNY_GM_00177682
EFTA01345257
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EFTA01345257
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