EFTA01365194.pdf

From: Roddy Moore Sent: 8/28/2015 2:56:27 PM To: Ariane Dwyer CC: Vahe Stepanian I I • Daniel Sabba Collateral Admin-NY Subject: URGENT: Collateral Admin - N4G026161 Ill Attachments: 2013 SF KYC.PDF; 2014 SF KYC.PDF Classification: For Internal use only This should be sent to the back office. CC'd... They'll also need the SIC code to set up the acct. From: Ariane Dwyer Sent: Friday, August 28, 2015 2:54 PM To: Roddy Moore Cc: Vahe Stepanian; Daniel Sabba Subject: [I] Classification: For Internal use only Please find attached KYCs for Southern Financial. Best, Ari Ariane Dwyer Analyst I Koy Client Partners - US Deutsche Sank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 26 New York. NY.10154-0004 Tel. Email PrAscs-t ."ID" PetraI'm CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0055868 CONFIDENTIAL SDNY_GM_00202052 EFTA01365194