EFTA01451460.pdf

From: Tazia Smith Sent: 1/17/2014 12:05:24 PM To: [email protected] CC: a; Paul Morris ; Vinit Sahni ; Nav Gupta ; Vahe Stepanian Subject: Trade Report 1/17/14 III Classification: For internal use only Jeffrey - Today you bought a USDCAD 1.10/1.13, 1.17 knock-in call spread at 1.1% on $10mm USD notional ($109,995 premium paid). Complete details below. Speak with you soon, Tazia TradeType EUR CP Call BuySell Client Buys Currencyl USD Notionall 10,000,000 Currency2 CAD Notional2 -11,000,000 Strike 1.1 ZoneCut NY: 10:00 hours (Local time in New York) ExpiryDate Thu 17 April 2014 SettlementDate Mon 21 April 2014 FixingReference SPOT Premium 147,945 PremiumTerms USD PremiumDate Tue 21 January 2014 DatabaseiD 737154817 TradeType RKI BuySell Client Sells Currency/ USD CP Call Notional]. -10,000,000 Currency2 CAD Notional2 11,300,000 Strike 1.13 ZoneCut NY: 10:00 hours (Local time in New York) ExpiryDate Thu 17 April 2014 SettlementDate Mon 21 April 2014 Barrier 1.17 FixingReference SPOT Premium 37,950 PremiumTerms USD CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 108078 CONFIDENTIAL SDNY_GM_00254262 EFTA01451460