EFTA01358381.pdf

Deutsche Bank AG, Filiale London CB&S - Markets Winchester House, 1 Great Winchester Street, EC2N 2DB London, United Kingdom Tel. +44 20 754.58750 Mobile +44 7956-301-002 Email rimmy-h.xue4db.com From: Xavier Avila Sent: 17 April 2018 02:30 To: Jimmy-H Xu ›; Mathew Negus Akash Malhotra c: oe A tone an ters Nina Tona Pankaj-A Chopra NCAOTC Derivatives ; Martin Zeman Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] Done, thanks. Are all the XCCYs generally booked and clients KYCed in DB AG FFT? What about EUR and GBP vanilla and inflation swaps? We might have some of those coming. Mat/Nina, who can help us with FFT extensions, same NY CMs? Thanks From: Jimmy-H Xu Date: Monday, Apr 16, 2018, 11:56 To: Xavier Avila Mathew Negus Akash Malhotra Jan Salters , Nina Tona Pankaj-A , NCAOTC Derivatives < >, Martin Zcman Al a opals reac c, OUTHFINA em mancial, LLC_FF1' Location [1] Classification: For Internal use only Approved as one-off, but let's get the KYC done for FFT please Thanks Kind regards Jimmy Jimmy-H Xu Cross Currency Swap Trading Deutsche Bank AG, Filiale London CB&S - Markets Winchester House, 1 Great Winchester Street, EC2N 2DB London. United Kingdom Tel. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0045987 CONFIDENTIAL SDNY GM_00192171 EFTA01358381