EFTA01493870.pdf

FINANCIAL TRUST COMPANY INC ACCT. For the Period 1/1/I3 to 1/31/13 Trade Date Per Unit Settle Date Type DetiCrIptIon Quantity Amount Market Cost Settled Securities Purchased 11/28 Purchase TO REVERSE ENTRY OF 12/13/2012 CHASE MORTGAGE (2,308,259.149) 88.50 2,042,809.35 * 112 FINANCE CORPORATION REMIC 2007-A1 CL 2A4 2.99199%02/25/2037 DTD 02/01/2007 @ 88.50 JP MORGAN SECURITIES LLC (BIDL) FACE VALUE 8,180,000.00 AS OF 12/03/12 (ID: 161630-AK-4) 11/28 Purchase CHASE MORTGAGE FINANCE CORPORATION REMIC 2,29Z811 840 88.50 (2,029,138 48) • 1/2 2007-A1 CL 2A4 2.99199% 02/25/2037 DTD 02/01/200712 88.50 JP MORGAN SECURITIES LLC (BIDL) FACE VALUE 8,180,000.00 AS OF 12/03/12 (ID: 161630-AK-4) 1/7 Purchase ROYAL BANK SCOTLAND GROUP PLC ADR 40,000.000 24.44 (977,600.00) 1110 NON-CUMULATIVE (I 24A0 978,000.00 BROKERAGE 1,800.03 J.P. MORGAN SECURITIES LLC (ID: 780097-71-3) 1/8 Purchase CALUMET SPECIALTY PRODUCTS PARTNERS L.P. 0 4,403.000 31.81 (139,964.00) 1/11 31.81 J.P. MORGAN SECURITIES LLC (ID: 131476-10-3) 1/8 Purchase SOLAR CAPITAL LTD @ 24.40 J.P. MORGAN 4,400.000 24.40 (107,360.00) 1/11 SECURITIES LLC (ID: 83413U-10-0) 1/8 Purchase TESORO LOGISTICS LP (ft 41.70 J.P. MORGAN 3,200.000 41.70 (133,440.00) 1/14 SECURITIES LLC (ID: 88160T-10-7) 1/9 Purchase DUKE ENERGY CORP PFD 5.125% 25.00 J.P. MORGAN 15,200.000 25.00 (380,000.00) 1/14 SECURITIES LLC (ID: 264410-30-3) 119 Purchase HSBC REN CNH 01/24/14 LNKED TO CNH VS USD 1,000,000.000 100.00 (1,000,000.00) 1/16 SXLEV-500%MAXRTRN 01/09/13 INITIAL STRIKE:6.1995 (9 100.00 JP MORGAN SECURITIES LLC (BIDL) (ID: 40432X-7D-7) J.P. Morgan Account Page 26 of 38 Consolidated Statement Page 29 Confidential Treatment Requested by JPMorgan JPM-SDNY-00016791 Chase CONFIDENTIAL SDNY_GM_00285989 EFTA01493870