EFTA01242476.pdf

Standard Retail Pricing: 1D Ameritrade Commissions, Rates, and Fees PO Box 2760 • Omaha, NE 68103-2760 Fax: 866-468-6268 Our low, straightforward online trading commissions let you concentrate on executing your investment strategy...not on calculating fees. Commissions Stocks and Exchange Traded Funds (ETFs) Trade Unlimited Shares (Market or Limit) Price Internet $9.99 Interactive Voice Response (IVR) Phone System $34.99 Broker-Assisted $44.99 Orders executed n multiple lots on the same trading day wd be charged a single commas/at When an order is partially executed over multiple trading days. the order is subject to a separate commission charge for each trading day Mutual Funds Fund Type Price No-Transaction-Fee (NTF) Funds No commission No-load Funds $49.99 Load Funds No commission 'The Fund Family will charge fees as detailed in the fund prospectuses. No-transaction-fee (NTF) funds (except ProFunds and Rydex) held 180 days or less are subject to a Short-Term Redemption fee of 549.99. This fee is in addition to any applicable transaction fees or fees addressed in the fund's prospectus. TD Amentrade receives remuneration from fund companies participating in its no-load. NW program for recordkeeping and shareholder services and other administrative services. The amount of TD Ameritrade remuneration for these services is based n part on the amount of investments in such funds by our clients. NTF funds have other fees and expenses that apply to a continued investment in the fund and are described in the prospectus. Options Equity or Index, Market, and Limit Orders Price Internet $9.99 + $0.75 per contract Interactive Voice Response (IVR) Phone System $34.99 + $0.75 per contract Broker-Assisted $44.99 + $0.75 per contract Please note: Options exercises and assignments will incur a $19.99 commission. Options invoke risks and are not suitable for all 'wasters. Bonds and CDs Product Type Price Treasuries at Auction $25 flat fee Bond and CD Trades On a net yield basis TD Ameritrade may act as principal on any fixed-income transaction. When acting as principal, we will add a markup to any purchase, and subtract a markdown from every sale. This markup or markdown will be included in the price quoted to you. Cash Sweep Vehicles Interest Rates" TD Ameritrade FDIC Insured Deposit Account (IDA) Rates For current rates please call 800-669-3900 or go to the TD Ameritrade website at: rates.page. Subject to change without prior notice. TD Amedtrade Cash Rates For current rates please call 800-669-3900 or go to the TD Ameritrade website at: rates.page. Subject to change without prior notice. "Interest rates paid on balances in the IDA and TD A/net-drone Cash are based on tiers. The previous days closing balance deferral-sea eligibility for a particular tier each day. Simple interest is accrued daily. based on the interest rate tier applicable to each days balance. and is credited to your account on the last business day of the month. In accordance with the Client Agreement. TD Arnentrade may change the tiers and rates at its discretion and without notice and is not obbgated to pay different rates between tiers. Rate changes may vary by program, location. or arrangement. Page 1of 2 TDA 4075 F OVI4 EFTA01242476 TD Ameritrade receives a fee from TD Bank... and TD Bank. USA...('the Bank?) for marketing. recordkeeping. and support services in connection with the IDAs. In exchange for providing these services. TD Amentrade is paid an aggregate marketing fee based on the weighted average yield the Banks earn on the client IDA balances. less the actual interest paid to clients. a servicing fee of 25 basis perils (subject to adjustment) and the cost of FDIC insurance premiums. TD Ameritrade has the right to waive all or part of this fee. The rate c4 the fee that TD Amentrade receives may exceed the interest rate a effective yield that you receive in your IDA. and the payment of the fee reduces the yield that you receive. Other than the applicable fees charged on brokerage accounts. there will be no charges fees or commissions imposed on your account for this cash sweep (ease. The current IDA interest rate bell be disclosed on the TD Ameritrade website and may be changed without prior notice. Fee Schedule Service Feast TO Ameritrade TO Ameritrade Apex Certificate Deliverytt $500 $500.00 Checking Checkbook Reorder $9.95 per 100 No charge Copy of Check $15 No charge IsCB SOUS Overnight Delivery Billed at cost No charge Stop Payment $25 No charge Reorganization Mandatory $38 No charge Voluntary Tender Offer $38 No charge Statements and Trade Confirmations Electronic Statements No charge No charge Paper Statements 8 Trade Confirmations by U.S. Mail: $2 No charge Replacement Paper Statements by U.S. Mail $5 No charge Replacement Paper Trade Confirmations by U.S. Mail $5 No charge Transfers Outbound Full Account Transfer $75 No charge Outbound Partial Account Transfer No charge No charge Wires (Outgoing) Domesticnnternational $25 No charge Exception Fees TO AmedtradeffD Amerind. Apex Forced Sellout $25 broker commission Foreign Security Billed at cost Mutual Fund Short-Term Redemption Fees $49.99 flat fee Alternative Investment Annual Maintenance Fee $250 per position Alternative Investment Transaction Fee $100 per transaction Regulation T Extension $25 Restricted Security Processing for Nonaffiliates $50 Restricted Security Processing for Company Affiliates and Restricted Shares Requiring Special Handling§ $250 Returned Check/Electronic Funding $25 Al prices shown in US. dollars. Commission. rates, and fees may vary by program, location. or arrangements and are subject to change upon 30 days' notice to you. TD Ameritrade charges a sales fee on certain sell transactions. The sales fee is assessed at a rate consistent with Section 31 of the Securities Exchange Act of 1934. tAll service fees are subject to change. Pass-through fees charged to TD Ameritrade will be passed on to the client's account if Certificate requests requiring extraordinary processing. kicluding certificates for foreign securities and requests to break certificates into multiple denominations. may incur additional charges, which will be passed through to your account. *Some accounts. such as options-approved accounts, are required to receive monthly statements either electronically (free) or via US. mail. t$NTF funds (except ProFunds and Rydex) held 180 days or less. This fee is in addition to any fees addressed in the fund's prospectus. §An affiliate of an issuer is a person who directly. or indirectly. through one or more intermediaries. contras. is continue by or is under common control with such issuec Apex qualification is based on an average of five trades per month over a three-month penod or a $100.000 total account value. Apex membership may also be granted on a free trial basis. Qualification is reviewed every twee months. Professional access to real-bme data differs. Investment Products: Not FDIC Insured • No Bank Guarantee • May Lose Value TD Ameritrade, Inc.. member FINRAISIPCINFA. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company. Inc. and The Toronto-Dominion Bank. © 2014 TD Ameritrade IP Company, Inc. All rights reserved. Used with permission. Page 2 of 2 TDA 4075 F 01f14 EFTA01242477