EFTA01357294.pdf

To: Amanda Kirby Cc: PWM AOG Date: 11/01/2013 10:42 AM Subject: DB Force Case# 01146170: Darren K. Indyke PLLC [I] classification: For internal use only Hi Amanda, while reviewing the account opening docs, we came across the below issues: 1. on Account opening Application, both DB Private wealth online Plus and Link to Existing online Relationship have been selected. Please select the correct one only. (Embedded image moved to file: pic19664.gif) 2. This entity is Limited Liability corporation, however on W-9, Federal Tax Classification is selected as Other: Atty Tust Account. Please correct the same to LLC along with the Tax Classification (S,C or P) (Embedded image moved to file: pic0S13S.gif) 3. KYC is in pending status. Please let us know, once it is approved. Thanks, Dhruv vadav PWM AOG DBOI Global services Private Limited Email : CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043746 CONFIDENTIAL SDNY_GM_00189930 EFTA01357294