EFTA01436449.pdf

Subject: CLEARED: Fircosoft Alert_ Caroline Sophie Camille Lang [I] From: PWMUS AMLKYC <[email protected]> Date: Mon, 04 Jun 2018 08:59:21 -0400 To: Vijay-A Sawant < Cc: PWMUS AMLKYC Stewart Oldfield , Bradley Gillin < Classification: For internal use only Good morning Vijay, AML Compliance has reviewed the Fircosoft Alert generated 5/31/18 for Caroline Lang, Grantor/Trustee of The Pierre Trust; Grantor/UBO of The Pierre Trust which owns 50% of Prytanee, LLC, existing client of the Private Bank. Caroline is a Chairman at Sotheby's (Contemporary Art). Our Party: Caroline Sophie Camille Lang, YOB 1961, is Caroline is a Chairman at Sotheby's (Contemporary Art) Switzerland. Photo: http://www.sothebys.com/en/specialists/caroline-lang/bio.html Alert Subject: Caroline Lang, is an actress and a PEP due to her father, Jack Lang, a former member of the French Legislature. https://www.imdb.com/name/nm0485701/ Photo: https://www.gettyimages.co.uk/photos/caroline-lang?- sort=mostpopular&mediatype=photography&phrase=caroline%2Olang# AML Compliance clears this alert from AML perspective as a false positive as the occupation, physical appearance and location of Our Party do not match that of the Alert Subject. Regards, EFTA01436449 Carl Timcke fcid:1 [email protected] Carl Timcke Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2nd floor Jacksonville, Florida 32256. USA Tel. +1(904)645-2110 Email {cid:[email protected]} From: Vijay-A Sawant Sent: Friday, June 01, 2018 5:41 AM To: PWMUS AMLKYC Cc: Stewart Oldfield ; Bradley Gillin Subject: FW: Fircosoft_alert_ Caroline Sophie Camille Lang Hello Team, We are seeking your updated approval for the attached Fircosoft alert on Caroline Lang, relating to KYC Case#01946825. Thanks in advance. EFTA01436450 Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. +91(22)6181-1485 Mobile EFTA01436451