EFTA01456064.pdf

I e an 12N042014 SOUTHERN FINAN Pap 2 of 2 Request 182298 h. As of 12 Nov 14 AIMS Deulszhe Bat AO SOUTHERN FINANCIAL, LLC OS • OpSoss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435, SOUTHERN ExEurcept 21-Nok2013 20Nov2014 25-Nov-2014 (1.000 COD CV, USD 101.030.000 RV SHCAT EUROPEAN CALL 1010000 .1'22 a , (Xi 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20-No4014 25-Nov-2014 (21.OOO.60) USD 0 FY LONG EUROPEAN 0.0000 0.01 710423461 FINANCIAL. LLC ouch0p1 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 2011ev2014 25-Nov-2014 (21.030 COI USD 0 FY LONG EUROPEAN 0.000D 000 710423463 FiNANCIAL.LLC ouchOpt 366364436/ SOUTHERN EXOnef3atOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 001 USD 0 PY LONG EtPCPEAN 0.0000 0.00 710423465 FINANCIAL. U.0 ouchOpt 418622243/ SOUTHERN ExEuroOpl 12-Aug-2014 12-Aug-2015 14-A g-2015 75.00000000 USD (462000.000 00) CM-I SHORT ELRCPEAN PUT 6.1603 ;2%.775 A 8344623% FINANCIAL. LLC Subtotal: (389,575;u3, Baal: (389.575.38) Statement ID : 18229820141112_20141113_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0115145 CONFIDENTIAL SDNY_GM_00261329 EFTA01456064