📄 Extracted Text (367 words)
Classification: For Internal use only
This is not a new client, though not a regular retail deal participant so a new name on this exchange. Descrip: >$2bn family office, RE
and operating businesses in Europe, US, and Australia. Work with DB globally. Hart Acquisitions is a KCP-Americas entity. Given the
extremely low allocation to retail, we will manage expectations accordingly.
From: Haig Ariyan
Sent: Wednesday, November 12, 2014 2:29 PM
To: Joshua Shoshan; Tazia Smith; Donald Summer
Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta
Subject: RE: KCP IO1: Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I]
Classification: For Internal use only
Is this a new client you are requesting special consideration for , or is this the same client?
Haig Ariyan
Managing Director
Co-Head Wealth Management, Americas
Deutsche Asset & Wealth Management
345 Park Avenue
10154
direct phone
fax
From: Joshua Shoshan
Sent: Wednesday, November 12, 2014 2:28 PM
To: Tazia Smith; Donald Summer; Haig Ariyan
Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta
Subject: RE: KCP IOI: Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I]
Classification: For Internal use only
Greetings, Haig. Please see below. Would you give a KCP allocation off the top for Hart below? Mike I. thinks we see no
more that 600k shares in Wealth Management. It may well be lower. 50 bps of 600k shares is 3000 shares. What do
you want to do? Thanks, Haig. Best regards,--Josh
Joshua Shoshan
Director
Deutsche Bank Securities Inc.
Private Wealth Management - Americas
Private Client Services
345 Park Ave, 26th Floor
New York, NY 10154
Offic
Cell
E-Fa
All trade execution information contained herein is being provided as an accommodation at your request in advance of
your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of
the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account
statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the
informal execution report and the official trade confirmation(s) or account statements.
CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0 122415
CONFIDENTIAL SDNY_GM_00268599
EFTA01460842
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EFTA01460842
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