EFTA01372903.pdf

7,15.2019 KYC Print One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3A. Individual Details (for all parties) Individual's Name: Date of Birth: Country of Residence: USA Country of Citizenship: Has client resided outside of his,her country of nationality for yes sr No Address of primary residence: 5 years or more> Profession/Occupation: Tax ID ; SSN: Current Employer: Position/Title/Rank: Address of employer: Does the person work as senior executive of a DB-recognised regulated entity in the financial ndusby> or an entity Voted on a DO-recognised exchange> (Not applicable for operating entities . Yes 1 No Is the individual a Politically Exposed Person (PEP)?(Yres describe) Yes 1 . No To the best of your knowledge, is the individual related to an employee of the DB group/(,Fd~ ' Family 1....- Friendship 1 None or Friendship, ~a) To the best of your knowledge, is the individual party to a non-banking relationship wkh Deutsche ri y45 iitl No Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(/ Yesdesaibe) Indicate where and when the chent meeting(s) took place: If applicable, indicate which bank officers have met the person: Client Private Client Place of Bank Officer Name(s) Bank Of0ce: Other Location (specify): Date: pomkik: Business: (3 0 U Wealth Details for this Individual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for pat requiring source of wealth description as indicated h Settron 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds> Primary industry of source of Wealth/Source of Funds> Summarize Source of Wealth: • . Business Owner Salary/F-amings . Investment • Inheritance/Gifts Other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth> For inheritance, how did family accumulate weakh>For business owners, how long in business, how many employees, level of profitability> Indicate type of business, countries of major activities, important business partners.) Estimated Annual Income(3): Estimated amount of investable assets(f): Estimated Net Worth(;): Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: btips:ildblorcepb.my.salesforce.comiseryletservlet Integration>lidn0 I N30000000D9D4exl=5003200001EHPpb&icu1&linkToken=VMpFPSxNakF4T 24.43 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066810 CONFIDENTIAL SDNY GM_00212994 EFTA01372903