EFTA01356726.pdf

KYC flint Page 16 of 21 !Inst tut on Est. Assets Under Mgt One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (°or a . Legal Entit es) Legal Entity Name: WM Pool Equities Trust No 78 - Private Investment L O FoundationtAssociat ion ®Trust O Company Type of Entity: Purpose of Entity: Philanthropic/ Charitable O Estate O Partnership Commercial Type of Entity Other Purpose of Entity (specify): Other (specify) Date of Country of Australia 11/7/2014 incorporation : incorporation/registration: registration Determination Required `ic Volcker Status: Volcker :lag 105-153 Miller Street North Sydney NSW 2060 Address (city, street, post U S. TINiEJN 4 7 4 79028302 Australia code): Provide a description of th entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations Include information about evotabilitysettlor and beneficiaries,etc.: This ads similar to a retir ment Fund. The fund consists of thousands and thousands of investors. There is no UBO. MLC Investments Limited is the Trustee of the fund. Please indicate how ownership of the legal entity is reflected: NA O Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the came persons): NA To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of yes O No 0 goods or services)?: Describe Nature of Entity's Primary Business and Investment Activities Nature of the business. Australian Superannuation fund Countries where business s transacted Australia Number of employees 50+ 3D. Wealth Profile (Only for par a requiring source of wealth description as indicated in Section 2) Primary Country of source of wealthisource of Australia Funds? Primary industry of source of Wealth;Source of °liner Funds? Provide Evidence of Corporate Assets (e.g balance sheet or equivalent summary of assets liabilities). Investment funds of Australian retires. Estimated gross receipts p.a.($): 150 000 000 00 Estimated net profit pa. (Sy 125 000.000 00 Estimated investable assets (5): 5500 Mkt • https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid IN30000000D9Di&... 12/19/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042735 CONFIDENTIAL SDNY GM_00168919 EFTA01356726