EFTA01460295.pdf

SOUTHERN TRUST COMPANY, INC. (and subsidiaries) Statement of Assets, Liabilities and Shareholder's Equity Income Tax Basis as of March 31, 2016 ASSETS Current Assets Cash and cash equivalents $ 85,284,959 Due from brokers 13,176,651 Marketable securities, at cost 24,734,567 Total Current Assets $ 123,196,177 Fixed Assets 476,422 Investment Partnerships, tax basis 10,075,459 Investment In Subsidiaries Southern Financial LLC $ 167,453,726 Haze Trust 60,931,002 228,384,728 Other Assets 4,514,943 TOTAL ASSETS $ 366,647,730 LIABILITIES AND SHAREHOLDER'S EQUITY Current Liabilities Current liabilities 6,747 Total Current Liabilities $ 6,747 Shareholder's Equity Common Stock 1,000 Additional paid in capital 38,796,643 Retained earnings 327,841,340 Total Shareholder's Equity 366,640,963 TOTAL LIABILITIES AND SHAREHOLDER'S EQUITY 366,647,730 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0121425 CONFIDENTIAL SDNY_GM_00267609 EFTA01460295