EFTA01435899.pdf

Subject: RE: Assistance required in resolvin Rejection Points - KYC 01977695 From: Stewart Oldfield Date: Fri, 12 Oct 2018 10:55:46 -0400 To: Vijay-A Sawant Bradley Gillin Cc: Richard Iarossi Mayur Rathod Bcc: Attached. Thanks From: Vijay-A Sawant Sent: Friday, October 12, 2018 4:11 AM To: Stewart Oldfield ; Bradley Gillin Cc: Richard Iarossi < Mayur Rathod Subject: RE: Assistance required in resolving Rejection Points - KYC 01977695 Importance: High Hi Stewart, Many thanks for the confirmation, we look forward to the documentation regarding the case dismissal which should help in resolving the rejection point below. Below two are the remaining pending items - 1) Please provide documentation that evidences signing authority for - Southern Trust Company Inc - N4G023812 - DBSI. (KG - UNRESOLVED. After reviewing this account in NetEx, it seems that Paul S Barrett is was added as an LPOA. Please add him and provide the appropriate research etc.) — Kindly advise on this? Does Paul Barrett really need to be added? He was not added in previously approved cases. Kindly provide supporting documentation if your answer is yes. 2) Please provide proof of address for Zorro Management LLC? (KG — UNRESOLVED. Please provide independent proof) — Please advise if ok to use DB bank statement as 'independent' proof of address or provide any alternative relevant doc, if available. They are not accepting address verification from the LLC Agreement for this entity. EFTA01435899 Kind Regards, fcid:1 [email protected] Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. +91(22)6181-1485 Mobile From: Stewart Oldfield Sent: Friday, October 12, 2018 3:41 AM To: Vi'a -A Sawant < ; Bradley Gillin Cc: Richard Iarossi <S.; Mayur Rathod Subject: RE: Assistance required in resolving Rejection Points - KYC 01977695 I understand that this lawsuit was frivolous and has been dismissed. Will get some documentation so you can close all of these out and complete the KYCs. If there's anything else we still need to do that, let us know. Thanks From: Vijay-A Sawant Sent: Tuesday, October 09, 2018 9:48 AM To: Bradley Gillin ; Stewart Oldfield Cc: Richard Iarossi Mayur Rathod EFTA01435900 Subject: RE: Assistance required in resolving Rejection Points - KYC 01977695 Hi Brad, As discussed, please refer to attached research report Pg 89 which indicates $1BN lawsuit against Jeffrey by Gerber, Et Al. Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. +91(22)6181-1485 Mobile From: Vijay-A Sawant Sent: Monday, October 08, 2018 4:00 PM To: Bradley Gillin ; Stewart Oldfield Cc: Richard Iarossi ; Mayur Rathod Subject: Assistance required in resolving Rejection Points - KYC 01977695 Good Morning Brad/Stewart, EFTA01435901 We require your assistance today in resolving below rejection points — Relationship: EPSTEIN, JEFFREY RELATIONSHIP Customer Name: Epstein, Jeffrey E Customer Number: 00000483289 Reason for Rejection: 1) Please provide documentation that evidences signing authority for - Southern Trust Company Inc - N4G023812 - DBSI. (KG - UNRESOLVED. After reviewing this account in NetEx, it seems that Paul S Barrett is was added as an LPOA. Please add him and provide the appropriate research etc.) — Kindly advise on this? Does Paul Barrett really need to be added? He was not added in previously approved cases. Kindly provide supporting documentation if your answer is yes. 2) Please provide proof of address for Zorro Management LLC? (KG — UNRESOLVED. Please provide independent proof) — Please advise if ok to use DB bank statement as 'independent' proof of address or provide any alternative relevant doc, if available. They are not accepting address verification from the LLC Agreement for this entity. 4) Please address the "Gerber Et Al V. The Financial Trust Company Et Al" lawsuit under Jeffrey Epsteins research. (KG — UNRESOLVED. As per the email from Kim Hart, the conditional approval was based on "so long as nothing further is identified through KYC and AML client adoptions". The below is what this lawsuit is about. Please have the business escalate to Kim Hart to see if this poses any further risk and may need to be captured: - Please provide this Investors Claim Jeffrey Epstein Built $473M Ponzi Scheme: Shareholders filed a putative class action against financier, billionaire and convicted sex offender Jeffrey Epstein in New York federal court on Tuesday for his alleged role in developing and executing a $473 million Ponzi scheme for which Steven Hoffenberg was convicted in 1997. We look forward to your responses so we can submit this rejection case accordingly, thanks. Kind Regards, EFTA01435902 {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. +91(22)6181-1485 Mobile EFTA01435903