EFTA01141325.pdf

From: Tazia Smith To: [email protected] Cc: , Vahe Stepanian < >, Paul Morris Subject: Confirmation of Voluntary Corp Action [C] Date: Tue, 19 Nov 2013 21:07:02 +0000 Wine-Images: unnamed; unnamed(I) Classification: Confidential Hi Jeffrey - You own 1mm face of Headwaters 7.625% '19, in Southern Financial at 102.79 (trading —106.0 presently). These are sr. secured bonds (2nd lein) and there is a pending voluntary corporate action - amendment to indenture . For consent, the issuer is paying $15/bond. Official, full details were provided to you from the information agent (please do refer back to those). I did speak with Harry on this. Just confirming your election to consent and receive the consent payment. Thank You, Tazia Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 26th Floor New York. NY 10154 Email Petarriencio-Perfeat This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01141325