EFTA01362829.pdf

Periodic Review o Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP III Importance: High Do you recognize account code STRUPDT0118001? Thanks From: Vijay-A Sawant Sent: Friday, September 21, 2018 10:18 AM To: Richard larossi tewart Oldfield Mayur Rathod Subject: RE: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP [I] Importance: High Hi Rich, Following are the pending items in above accounts - • One of the account for Southern Financial LLC (GCIS 483882) is Structured Transactions account with account ID on DB Force customer page as STRUPDT0118001. We believe it's a dummy account number, as we couldn't fetch any details on DB Insight. We'll need Purpose of this account, expected size and frequency of regular inflows and outflows & what is the expected volume of assets and currency for the account approx. 90 days after opening. • "Purpose of the account" required for all the below accounts. naY.C.6! Z.t.liaStentlalabl 44,!..22•; .7,;:sr. tyli :rt.- EW..21013.2.ufa p ttui4,11 t En' '44 vie.1%til IC 4?6 vp-!,, 1 •e•e, I Ear- troy sae hz-evat eN Min:Ag..E , 17',"; ,•. orkt. t.70r, DB Insight is not showing the below account. We'll need expected size and frequency of regular inflows and outflows & what is the expected volume of assets and currency for the account approx. 90 days after opening. A.1, 10 Anotare Yea .,.mot. (SOO Muse tn.!, tlaw Matto: b,. ,..., ti ,,. raanc• 46 CI Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bt, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052449 CONFIDENTIAL SDNY_GM_00198633 EFTA01362829